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MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
51
Commonwealth Equity Services
Massachusetts
$215K +$23K +1,506 +12%
CFGSD
52
Compass Financial Group (South Dakota)
South Dakota
$211K
NW
53
NewEdge Wealth
Pennsylvania
$202K
AC
54
AlphaCore Capital
California
$190K +$193K +12,617 New
WAM
55
Wolverine Asset Management
Illinois
$190K +$192K +12,572 New
MSFS
56
Main Street Financial Solutions
Pennsylvania
$187K +$189K +12,380 New
TCA
57
Transcend Capital Advisors
New Jersey
$183K +$185K +12,141 New
OC
58
Oppenheimer & Co
New York
$161K +$163K +10,700 New
HNB
59
Huntington National Bank
Ohio
$132K
Comerica Bank
60
Comerica Bank
Texas
$114K +$8.11K +531 +8%
CA
61
CoreCap Advisors
Michigan
$59K
CFFP
62
Center for Financial Planning
Michigan
$30.2K
NS
63
NBC Securities
Alabama
$30K +$30.5K +1,998 +99,900%
SWIM
64
Smallwood Wealth Investment Management
New Jersey
$11.2K +$11.4K +745 New
FFA
65
Farther Finance Advisors
California
$7.58K -$21K -1,375 -73%
S
66
SignatureFD
Georgia
$121 -$31.6K -2,066 -100%
MG
67
Marex Group
-$488K -32,674 Closed
Nomura Holdings
68
Nomura Holdings
Japan
-$354K -23,700 Closed
Rockefeller Capital Management
69
Rockefeller Capital Management
New York
-$298K -19,968 Closed
Walleye Capital
70
Walleye Capital
New York
-$246K -16,486 Closed
XT
71
XTX Topco
Cayman Islands
-$189K -12,670 Closed
Jane Street
72
Jane Street
New York
-$157K -10,549 Closed
EC
73
Elequin Capital
New York
-$69.9K -4,682 Closed
IA
74
IFP Advisors
Florida
-$14.9K -1,000 Closed
Fidelity Investments
75
Fidelity Investments
Massachusetts
-$15 -1 Closed