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NYLIM MacKay DefinedTerm Muni Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LFS
51
Legacy Financial Strategies
Kansas
$212K -$81.8K -4,899 -28%
NLP
52
Next Level Private
New York
$211K – – –
Citadel Advisors
53
Citadel Advisors
Florida
$208K +$206K +12,309 New
Commonwealth Equity Services
54
Commonwealth Equity Services
Massachusetts
$198K +$301 +18 +0.2%
PA
55
Parallel Advisors
California
$140K +$585 +35 +0.4%
Comerica Bank
56
Comerica Bank
Texas
$118K – – –
WAM
57
Wolverine Asset Management
Illinois
$112K +$111K +6,644 New
FFWM
58
Future Financial Wealth Management
Ohio
$84.3K +$83.5K +5,000 New
CA
59
CoreCap Advisors
Michigan
$65.9K – – –
S
60
SignatureFD
Georgia
$34.6K +$351 +21 +1%
CFFP
61
Center for Financial Planning
Michigan
$33.7K – – –
NS
62
NBC Securities
Alabama
$33K – – –
FFA
63
Farther Finance Advisors
California
$31.6K – – –
PNC Financial Services Group
64
PNC Financial Services Group
Pennsylvania
$16.9K – – –
IA
65
IFP Advisors
Florida
$16.9K +$16.7K +1,000 New
AW
66
Atlas Wealth
Ohio
– -$5.33M -323,207 Closed
USCWA
67
U.S. Capital Wealth Advisors
Texas
– -$1.11M -67,010 Closed
Cohen & Steers
68
Cohen & Steers
New York
– -$738K -44,501 Closed
BW
69
Bison Wealth
Georgia
– -$314K -19,218 Closed
Nomura Holdings
70
Nomura Holdings
Japan
– -$251K -15,141 Closed
Cerity Partners
71
Cerity Partners
New York
– -$177K -10,700 Closed
HF
72
HRT Financial
New York
– -$172K -10,434 Closed