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MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CAN
26
Cetera Advisor Networks
California
$706K +$65.7K +3,776 +10%
DLG
27
Daniel L. Goodwin
$608K +$214K +12,300 +54%
SCA
28
Snowden Capital Advisors
New York
$534K -$50.6K -2,909 -9%
Janney Montgomery Scott
29
Janney Montgomery Scott
Pennsylvania
$529K +$539 +31 +0.1%
Rockefeller Capital Management
30
Rockefeller Capital Management
New York
$525K +$138K +7,946 +36%
PWS
31
Private Wealth Strategies
Ohio
$524K +$7.13K +410 +1%
NW
32
NewEdge Wealth
Pennsylvania
$512K -$26.7K -1,533 -5%
Northwestern Mutual Wealth Management
33
Northwestern Mutual Wealth Management
Wisconsin
$508K -$85.8K -4,932 -14%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$484K +$231K +13,255 +91%
WWM
35
Western Wealth Management
Colorado
$474K -$5.17K -297 -1%
GVAG
36
Great Valley Advisor Group
Delaware
$456K -$6.96K -400 -2%
Bank of New York Mellon
37
Bank of New York Mellon
New York
$428K +$428K +24,615 New
NA
38
NewEdge Advisors
Louisiana
$359K +$31.3K +1,800 +9%
KPWS
39
Kestra Private Wealth Services
Texas
$328K +$90.5K +5,200 +38%
Jane Street
40
Jane Street
New York
$325K +$325K +18,689 New
CA
41
Cetera Advisors
Colorado
$264K -$90.1K -5,178 -25%
SXL
42
Summit X LLC
Missouri
$248K +$248K +14,280 New
CFGSD
43
Compass Financial Group (South Dakota)
South Dakota
$244K
WKWM
44
Walter & Keenan Wealth Management
Indiana
$226K
BOPW
45
Brandywine Oak Private Wealth
Pennsylvania
$224K -$65.3K -3,750 -23%
NLP
46
Next Level Private
New York
$217K -$87K -5,000 -29%
AA
47
AlphaCentric Advisors
Puerto Rico
$195K -$257K -14,758 -57%
PWS
48
Paragon Wealth Strategies
Florida
$192K +$1.2K +69 +0.6%
Truist Financial
49
Truist Financial
North Carolina
$192K +$192K +11,020 New
PA
50
Parallel Advisors
California
$159K +$25.9K +1,489 +19%