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MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$815K +$31.2K +1,461 +4%
HWAM
27
Hennion & Walsh Asset Management
New Jersey
$801K -$7.01M -328,623 -90%
USCWA
28
U.S. Capital Wealth Advisors
Texas
$684K +$10.2K +480 +2%
PWS
29
Private Wealth Strategies
Ohio
$612K +$7.06K +331 +1%
WKWM
30
Walter & Keenan Wealth Management
Indiana
$600K +$325K +15,260 +124%
Millennium Management
31
Millennium Management
New York
$558K +$546K +25,600 New
PWS
32
Paragon Wealth Strategies
Florida
$527K +$516K +24,205 New
First Trust Advisors
33
First Trust Advisors
Illinois
$462K -$14.3K -671 -3%
GSWM
34
Golden State Wealth Management
California
$454K +$5.27K +247 +1%
SPIA
35
Steward Partners Investment Advisory
New York
$405K
AAM
36
Advisors Asset Management
Colorado
$380K +$373K +17,469 New
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$369K -$7.66K -359 -2%
GVAG
38
Great Valley Advisor Group
Delaware
$357K +$349K +16,375 New
SFG
39
Sovereign Financial Group
Connecticut
$341K -$28.8K -1,349 -8%
Creative Planning
40
Creative Planning
Kansas
$311K +$304K +14,263 New
KPWS
41
Kestra Private Wealth Services
Texas
$299K +$3.26K +153 +1%
SCA
42
Snowden Capital Advisors
New York
$274K +$2.94K +138 +1%
PGWM
43
Parisi Gray Wealth Management
New Jersey
$262K -$743K -34,836 -74%
RIG
44
Ramiah Investment Group
Wisconsin
$231K +$4.52K +212 +2%
QCIG
45
Quad-Cities Investment Group
Iowa
$214K +$2.5K +117 +1%
CA
46
CoreCap Advisors
Michigan
$138K +$135K +6,346 New
Rockefeller Capital Management
47
Rockefeller Capital Management
New York
$107K +$1.19K +56 +1%
US Bancorp
48
US Bancorp
Minnesota
$64K
SSC
49
Syverson Strege & Co
Iowa
$52K
BlackRock
50
BlackRock
New York
$44K +$42.6K +2,000 New