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MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SWP
26
Stratos Wealth Partners
Ohio
$560K
PGWM
27
Parisi Gray Wealth Management
New Jersey
$466K +$85.6K +4,033 +23%
First Trust Advisors
28
First Trust Advisors
Illinois
$465K +$26.2K +1,236 +6%
GSWM
29
Golden State Wealth Management
California
$463K +$5.26K +248 +1%
C
30
Certuity
Florida
$420K +$409K +19,282 New
SPIA
31
Steward Partners Investment Advisory
New York
$405K +$29.7K +1,400 +8%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$364K +$46.2K +2,179 +15%
SFG
33
Sovereign Financial Group
Connecticut
$279K +$272K +12,821 New
WP
34
WealthShield Partners
North Carolina
$278K +$785 +37 +0.3%
SCA
35
Snowden Capital Advisors
New York
$263K +$2.8K +132 +1%
KPWS
36
Kestra Private Wealth Services
Texas
$233K +$1.66K +78 +0.7%
QCIG
37
Quad-Cities Investment Group
Iowa
$231K +$2.65K +125 +1%
PMFA
38
Plante Moran Financial Advisors
Michigan
$213K +$2.57K +121 +1%
AWG
39
Altus Wealth Group
Colorado
$135K +$131K +6,180 New
JP Morgan Chase
40
JP Morgan Chase
New York
$123K +$120K +5,650 New
IAIM
41
International Assets Investment Management
Florida
$116K +$113K +5,328 New
Rockefeller Capital Management
42
Rockefeller Capital Management
New York
$97K +$95.3K +4,489 New
SSC
43
Syverson Strege & Co
Iowa
$52K +$50.9K +2,399 New
PNC Financial Services Group
44
PNC Financial Services Group
Pennsylvania
$22K -$124K -5,866 -85%
Citigroup
45
Citigroup
New York
$20K
LWP
46
Laurel Wealth Planning
Minnesota
$19K +$18.1K +853 New
PA
47
Parallel Advisors
California
$2K +$2.06K +97 New
PAM
48
Panagora Asset Management
Massachusetts
$1K -$4.71K -222 -83%
AWM
49
Adams Wealth Management
Utah
-$22K -1,060 Closed
Fifth Third Bancorp
50
Fifth Third Bancorp
Ohio
-$10K -500 Closed