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NYLIM MacKay DefinedTerm Muni Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
26
US Bancorp
Minnesota
$235K – – –
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$234K +$825 +43 +0.3%
SPIA
28
Steward Partners Investment Advisory
New York
$229K – – –
BF
29
BOK Financial
Oklahoma
$188K – – –
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$170K +$7.87K +410 +5%
Citigroup
31
Citigroup
New York
$131K -$129K -6,725 -49%
IWM
32
IHT Wealth Management
Illinois
$90K – – –
MOS
33
MGO One Seven
Ohio
$88K -$6.53K -340 -7%
AI
34
ArchPoint Investors
Florida
$46K – – –
AIM
35
Advantage Investment Management
Iowa
$34K – – –
TJHA
36
Thomas J. Herzfeld Advisors
Florida
$31K +$32K +1,666 New
BRC
37
Bell Rock Capital
Delaware
$19K – – –
MWM
38
Mascoma Wealth Management
New Hampshire
$19K – – –
AC
39
Avestar Capital
New York
$15K -$82.5K -4,300 -84%
SEI Investments
40
SEI Investments
Pennsylvania
$13K – – –
SWM
41
SeaCrest Wealth Management
New York
$7K – – –
TPWA
42
TRUE Private Wealth Advisors
Oregon
– -$394K -19,900 Closed
CA
43
Cetera Advisors
Colorado
– -$314K -15,737 Closed
VCM
44
Versant Capital Management
Arizona
– -$33.1K -1,726 Closed
APA
45
American Portfolios Advisors
New York
– -$24.8K -1,250 Closed
PCG
46
Private Capital Group
Connecticut
– -$258K -40 Closed