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NYLIM MacKay DefinedTerm Muni Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PCG
26
Private Capital Group
Connecticut
$258K +$789 +40 New
US Bancorp
27
US Bancorp
Minnesota
$248K – – –
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$246K +$10.6K +538 +5%
SPIA
29
Steward Partners Investment Advisory
New York
$241K – – –
BTS
30
BB&T Securities
Virginia
$215K +$215K +10,892 New
BF
31
BOK Financial
Oklahoma
$198K +$197K +10,000 New
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$171K – – –
AC
33
Avestar Capital
New York
$101K +$101K +5,128 New
MOS
34
MGO One Seven
Ohio
$99K +$98.6K +5,000 New
IWM
35
IHT Wealth Management
Illinois
$96K -$23.7K -1,200 -20%
AI
36
ArchPoint Investors
Florida
$49K – – –
AIM
37
Advantage Investment Management
Iowa
$36K – – –
VCM
38
Versant Capital Management
Arizona
$34K +$34.1K +1,726 New
APA
39
American Portfolios Advisors
New York
$24.8K +$24.7K +1,250 New
BRC
40
Bell Rock Capital
Delaware
$20K – – –
MWM
41
Mascoma Wealth Management
New Hampshire
$19K – – –
SEI Investments
42
SEI Investments
Pennsylvania
$13K – – –
SWM
43
SeaCrest Wealth Management
New York
$7K +$7.42K +376 New
RIA
44
Regal Investment Advisors
Michigan
– -$471K -23,447 Closed
SMG
45
Spectrum Management Group
Indiana
– -$153K -7,600 Closed
NFG
46
Next Financial Group
Texas
– -$9K -434 Closed