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LGI

Lazard Global Total Return & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
26
Osaic Holdings
Arizona
$231K -$496K -26,726 -67%
BRWA
27
B. Riley Wealth Advisors
Florida
$228K +$236K +12,700 New
SFS
28
Shaker Financial Services
Virginia
$203K -$1.59M -85,331 -88%
CF
29
Centaurus Financial
California
$132K +$18.7K +1,006 +16%
WAM
30
Wolverine Asset Management
Illinois
$122K -$735K -39,585 -85%
IA
31
IFP Advisors
Florida
$74K +$74.4K +4,007 New
SSB
32
Sandy Spring Bank
Maryland
$45K +$9.29K +500 +25%
SCA
33
Stonebridge Capital Advisors
Minnesota
$24K
JMF
34
Johnson Midwest Financial
Iowa
$18K
RA
35
Rise Advisors
New York
$13K +$613 +33 +5%
APC
36
Aspire Private Capital
North Carolina
$3K
PA
37
Parallel Advisors
California
$3K
GWM
38
Geneos Wealth Management
Colorado
$2K +$111 +6 +5%
BBPWM
39
Blue Bell Private Wealth Management
Pennsylvania
$1K
Lido Advisors
40
Lido Advisors
California
-$237K -11,745 Closed
LCM
41
Landscape Capital Management
New Jersey
-$202K -10,017 Closed
CFCI
42
Comprehensive Financial Consultants Institutional
Indiana
-$11K -630 Closed
SWM
43
Spire Wealth Management
Virginia
-$4K -190 Closed
CWS
44
Confluence Wealth Services
Pennsylvania
-$3K -180 Closed
FPFS
45
First Personal Financial Services
North Carolina
-$1K -29 Closed