LGI

Lazard Global Total Return & Income Fund
LGI

Overview Fund Activity

25 hedge funds and large institutions have $46.1M invested in Lazard Global Total Return & Income Fund in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 1 closing their positions.

Holders
25
Holders Change
+4
Holders Change %
+19.05%
% of All Funds
0.73%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
7
Reduced
9
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$3.9M
2
KIM
2
Karpus Investment Management
New York
$4.47M
3
U
3
UBS
Switzerland
$1.41M
4
RJA
4
Raymond James & Associates
Florida
$896K
5
CIA
5
Capital Investment Advisors
Georgia
$129K

Top Sellers

1
1CP
1
1607 Capital Partners
Virginia
$21.3M
2
DA
2
Doliver Advisors
Texas
$253K
3
Wells Fargo
3
Wells Fargo
California
$2.93M
4
Bank of America
4
Bank of America
North Carolina
$426K
5
Morgan Stanley
5
Morgan Stanley
New York
$5.46M
Name Market Value Shares Shares
Change 		Shares
Change %
1CP
1
1607 Capital Partners
Virginia
$21.3M 1,209,043 -27,410 -2%
Morgan Stanley
2
Morgan Stanley
New York
$5.46M 309,856 -6,064 -2%
KIM
3
Karpus Investment Management
New York
$4.47M 253,435 +46,044 +22%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.9M 221,496 +85,040 +62%
Wells Fargo
5
Wells Fargo
California
$2.93M 166,147 -11,606 -7%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.23M 126,353 -4,802 -4%
U
7
UBS
Switzerland
$1.41M 80,020 +17,951 +29%
HSBC Holdings
8
HSBC Holdings
United Kingdom
$1.05M 59,510 – –
RJA
9
Raymond James & Associates
Florida
$896K 50,857 +8,252 +19%
Bank of America
10
Bank of America
North Carolina
$426K 24,198 -8,792 -27%
SKK
11
Shepherd Kaplan Krochuk
Massachusetts
$423K 24,035 – –
DA
12
Doliver Advisors
Texas
$253K 14,382 -20,289 -59%
SFS
13
Shaker Financial Services
Virginia
$243K 13,812 -746 -5%
AQR Capital Management
14
AQR Capital Management
Connecticut
$228K 12,966 -2,920 -18%
ACP
15
Aviance Capital Partners
Florida
$207K 11,775 – –
Barclays
16
Barclays
United Kingdom
$184K 10,801 +428 +4%
LPL Financial
17
LPL Financial
California
$182K 10,309 -1,200 -10%
CIA
18
Capital Investment Advisors
Georgia
$129K 7,300 +7,300 New
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$88K 5,000 +2,000 +67%
AIG
20
American International Group
New York
$39K 2,214 – –
Citigroup
21
Citigroup
New York
$24K 1,340 +849 +173%
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$24K 1,365 +1,365 New
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
$12K 700 +700 New
TRCT
24
Tower Research Capital (TRC)
New York
$7K 400 +400 New
Ameriprise
25
Ameriprise
Minnesota
$4K 200 +200 New
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