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LGI

Lazard Global Total Return & Income Fund

25 hedge funds and large institutions have $46.1M invested in Lazard Global Total Return & Income Fund in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

19% more funds holding

Funds holding: 2125 (+4)

9% more capital invested

Capital invested by funds: $42.4M → $46.1M (+$3.75M)

0.9% more ownership

Funds ownership: 26.35%27.25% (+0.9%)

22% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 9

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
25
Holders Change
+4
Holders Change %
+19.05%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
5
Increased
7
Reduced
9
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$21.3M -$468K -27,410 -2%
Morgan Stanley
2
Morgan Stanley
New York
$5.46M -$103K -6,064 -2%
KIM
3
Karpus Investment Management
New York
$4.47M +$786K +46,044 +22%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.9M +$1.45M +85,040 +62%
Wells Fargo
5
Wells Fargo
California
$2.93M -$198K -11,606 -7%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.23M -$81.9K -4,802 -4%
U
7
UBS
Switzerland
$1.41M +$306K +17,951 +29%
HSBC Holdings
8
HSBC Holdings
United Kingdom
$1.05M
RJA
9
Raymond James & Associates
Florida
$896K +$141K +8,252 +19%
Bank of America
10
Bank of America
North Carolina
$426K -$150K -8,792 -27%
SKK
11
Shepherd Kaplan Krochuk
Massachusetts
$423K
DA
12
Doliver Advisors
Texas
$253K -$346K -20,289 -59%
SFS
13
Shaker Financial Services
Virginia
$243K -$12.7K -746 -5%
AQR Capital Management
14
AQR Capital Management
Connecticut
$228K -$49.8K -2,920 -18%
ACP
15
Aviance Capital Partners
Florida
$207K
Barclays
16
Barclays
United Kingdom
$184K +$7.3K +428 +4%
LPL Financial
17
LPL Financial
California
$182K -$20.5K -1,200 -10%
CIA
18
Capital Investment Advisors
Georgia
$129K +$125K +7,300 New
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$88K +$34.1K +2,000 +67%
AIG
20
American International Group
New York
$39K
Citigroup
21
Citigroup
New York
$24K +$14.5K +849 +173%
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$24K +$23.3K +1,365 New
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
$12K +$11.9K +700 New
TRCT
24
Tower Research Capital (TRC)
New York
$7K +$6.82K +400 New
Ameriprise
25
Ameriprise
Minnesota
$4K +$3.41K +200 New

LGI Hedge Fund Activity: Q4 2013 in Review

25 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Lazard Global Total Return & Income Fund (LGI) for Q4 2013, worth a combined $46.1M — up 8.9% from $42.4M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new LGI positions and 1 closed out — a net gain of 4 holders — while 7 added to existing stakes and 9 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $1.45M. The largest seller was 1607 Capital Partners, cutting an estimated $468K.

  • 25 institutional investors held Lazard Global Total Return & Income Fund (LGI) as of Q4 2013, up from 21 in Q3 2013.
  • Funds reported $46.1M of Lazard Global Total Return & Income Fund stock for Q4 2013, up 8.9% quarter-over-quarter.
  • 5 funds opened new Lazard Global Total Return & Income Fund positions in Q4 2013 and 1 closed out, a net change of +4 holders.
  • The largest Lazard Global Total Return & Income Fund buyer in Q4 2013 was Raymond James Financial Services Advisors, an estimated $1.45M added.
  • The largest Lazard Global Total Return & Income Fund seller in Q4 2013 was 1607 Capital Partners, an estimated $468K sold.

Based on aggregated 13F filings for Q4 2013.