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LGI

Lazard Global Total Return & Income Fund

21 hedge funds and large institutions have $37.5M invested in Lazard Global Total Return & Income Fund in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

0.6% more ownership

Funds ownership: 24.07%24.67% (+0.6%)

0% more funds holding

Funds holding: 2121 (0)

7% less capital invested

Capital invested by funds: $40.2M → $37.5M (-$2.7M)

14% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 7

Holders
21
Holders Change
Holders Change %
0%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
6
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$15.6M -$148K -8,986 -0.9%
Morgan Stanley
2
Morgan Stanley
New York
$5.81M -$12.9K -786 -0.2%
RJA
3
Raymond James & Associates
Florida
$2.98M +$382K +23,225 +14%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$2.67M -$150K -9,150 -5%
Wells Fargo
5
Wells Fargo
California
$2.06M -$268K -16,276 -11%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.04M +$12.7K +775 +0.6%
KIM
7
Karpus Investment Management
New York
$1.91M -$10.4K -635 -0.5%
UBS Group
8
UBS Group
Switzerland
$1.44M +$1.49M +90,805 New
WAM
9
Wolverine Asset Management
Illinois
$941K +$979K +59,525 New
SFS
10
Shaker Financial Services
Virginia
$657K +$288K +17,490 +73%
SKK
11
Shepherd Kaplan Krochuk
Massachusetts
$380K
Stifel Financial
12
Stifel Financial
Missouri
$298K +$47.1K +2,865 +18%
Bank of America
13
Bank of America
North Carolina
$242K -$130K -7,891 -34%
ACP
14
Aviance Capital Partners
Florida
$230K +$3.45K +210 +1%
Invesco
15
Invesco
Georgia
$210K -$21.7K -1,319 -9%
Citigroup
16
Citigroup
New York
$16K +$8.29K +504 +103%
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$6K
M
18
MOTCO
Texas
$6K +$6.03K +367 New
US Bancorp
19
US Bancorp
Minnesota
$4K
TRCT
20
Tower Research Capital (TRC)
New York
$1K +$806 +49 New
TC
21
TFS Capital
Pennsylvania
-$185K -10,637 Closed
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
-$12K -700 Closed
NFG
23
Next Financial Group
Texas
-$3K -167 Closed
Barclays
24
Barclays
United Kingdom
-$2K -105 Closed
UFA
25
US Financial Advisors
Massachusetts
+$411 +25 New

LGI Hedge Fund Activity: Q4 2014 in Review

21 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Lazard Global Total Return & Income Fund (LGI) for Q4 2014, worth a combined $37.5M — down 6.7% from $40.2M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new LGI positions and 4 closed out — a net gain of 1 holder — while 6 added to existing stakes and 7 trimmed.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $979K. The largest seller was Wells Fargo, cutting an estimated $268K.

  • 21 institutional investors held Lazard Global Total Return & Income Fund (LGI) as of Q4 2014, unchanged from Q3 2014.
  • Funds reported $37.5M of Lazard Global Total Return & Income Fund stock for Q4 2014, down 6.7% quarter-over-quarter.
  • 5 funds opened new Lazard Global Total Return & Income Fund positions in Q4 2014 and 4 closed out, a net change of +1 holder.
  • The largest Lazard Global Total Return & Income Fund buyer in Q4 2014 was Wolverine Asset Management, an estimated $979K added.
  • The largest Lazard Global Total Return & Income Fund seller in Q4 2014 was Wells Fargo, an estimated $268K sold.

Based on aggregated 13F filings for Q4 2014.