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LGI

Lazard Global Total Return & Income Fund

21 hedge funds and large institutions have $40.2M invested in Lazard Global Total Return & Income Fund in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

17% more funds holding

Funds holding: 1821 (+3)

1.6% less ownership

Funds ownership: 25.67%24.07% (-1.6%)

12% less capital invested

Capital invested by funds: $45.8M → $40.2M (-$5.65M)

38% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 8

Holders
21
Holders Change
+3
Holders Change %
+16.67%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
5
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$17.3M -$2.14M -118,258 -11%
Morgan Stanley
2
Morgan Stanley
New York
$6.4M +$295K +16,311 +5%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$3.09M -$258K -14,300 -7%
RJA
4
Raymond James & Associates
Florida
$2.88M +$668K +36,990 +29%
Wells Fargo
5
Wells Fargo
California
$2.54M -$361K -19,966 -12%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.23M +$16.2K +897 +0.7%
KIM
7
Karpus Investment Management
New York
$2.11M -$1.21M -66,911 -35%
U
8
UBS
Switzerland
$1.42M -$170K -9,420 -10%
SFS
9
Shaker Financial Services
Virginia
$418K +$435K +24,063 New
SKK
10
Shepherd Kaplan Krochuk
Massachusetts
$417K
Bank of America
11
Bank of America
North Carolina
$403K +$13.6K +751 +3%
Stifel Financial
12
Stifel Financial
Missouri
$278K -$51.2K -2,835 -15%
Invesco
13
Invesco
Georgia
$254K -$2.2K -122 -0.8%
ACP
14
Aviance Capital Partners
Florida
$249K +$903 +50 +0.3%
TC
15
TFS Capital
Pennsylvania
$185K +$192K +10,637 New
Bank of Montreal
16
Bank of Montreal
Ontario, Canada
$12K
Citigroup
17
Citigroup
New York
$9K -$1.82K -101 -17%
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$8K
US Bancorp
19
US Bancorp
Minnesota
$4K
NFG
20
Next Financial Group
Texas
$3K +$3.02K +167 New
Barclays
21
Barclays
United Kingdom
$2K +$1.9K +105 New
LPL Financial
22
LPL Financial
California
-$214K -11,509 Closed

LGI Hedge Fund Activity: Q3 2014 in Review

21 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Lazard Global Total Return & Income Fund (LGI) for Q3 2014, worth a combined $40.2M — down 12% from $45.8M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new LGI positions and 1 closed out — a net gain of 3 holders — while 5 added to existing stakes and 8 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $668K. The largest seller was 1607 Capital Partners, cutting an estimated $2.14M.

  • 21 institutional investors held Lazard Global Total Return & Income Fund (LGI) as of Q3 2014, up from 18 in Q2 2014.
  • Funds reported $40.2M of Lazard Global Total Return & Income Fund stock for Q3 2014, down 12% quarter-over-quarter.
  • 4 funds opened new Lazard Global Total Return & Income Fund positions in Q3 2014 and 1 closed out, a net change of +3 holders.
  • The largest Lazard Global Total Return & Income Fund buyer in Q3 2014 was Raymond James & Associates, an estimated $668K added.
  • The largest Lazard Global Total Return & Income Fund seller in Q3 2014 was 1607 Capital Partners, an estimated $2.14M sold.

Based on aggregated 13F filings for Q3 2014.