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LGI

Lazard Global Total Return & Income Fund

21 hedge funds and large institutions have $42.4M invested in Lazard Global Total Return & Income Fund in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 11 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 5

0% more capital invested

Capital invested by funds: $42.3M → $42.4M (+$64.9K)

0% more funds holding

Funds holding: 2121 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

0.6% less ownership

Funds ownership: 26.95%26.35% (-0.6%)

Holders
21
Holders Change
Holders Change %
0%
% of All Funds
0.68%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
2
Increased
11
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$20.7M -$253K -15,323 -1%
Morgan Stanley
2
Morgan Stanley
New York
$5.29M +$179K +10,840 +4%
KIM
3
Karpus Investment Management
New York
$3.47M +$526K +31,803 +18%
Wells Fargo
4
Wells Fargo
California
$2.98M +$157K +9,502 +6%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$2.28M -$2.19M -132,581 -49%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.2M +$9.41K +569 +0.4%
U
7
UBS
Switzerland
$1.04M +$33.1K +2,005 +3%
HSBC Holdings
8
HSBC Holdings
United Kingdom
$996K
RJA
9
Raymond James & Associates
Florida
$713K +$452K +27,330 +179%
DA
10
Doliver Advisors
Texas
$580K +$257K +15,556 +81%
Bank of America
11
Bank of America
North Carolina
$552K +$25.4K +1,538 +5%
SKK
12
Shepherd Kaplan Krochuk
Massachusetts
$402K +$18K +1,090 +5%
AQR Capital Management
13
AQR Capital Management
Connecticut
$266K -$55.4K -3,353 -17%
SFS
14
Shaker Financial Services
Virginia
$244K -$99.2K -6,000 -29%
ACP
15
Aviance Capital Partners
Florida
$197K +$23.1K +1,400 +13%
LPL Financial
16
LPL Financial
California
$194K +$190K +11,509 New
Barclays
17
Barclays
United Kingdom
$166K +$49.8K +3,010 +41%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$50K
AIG
19
American International Group
New York
$37.1K
Citigroup
20
Citigroup
New York
$8K -$15.8K -954 -66%
TC
21
TFS Capital
Pennsylvania
-$249K -15,265 Closed
TRCT
22
Tower Research Capital (TRC)
New York
-$4K -232 Closed
WF
23
WealthTrust Fairport
Ohio
+$413 +25 New

LGI Hedge Fund Activity: Q3 2013 in Review

21 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Lazard Global Total Return & Income Fund (LGI) for Q3 2013, worth a combined $42.4M — up 0.15% from $42.3M a quarter earlier.

Fund positioning in LGI was balanced in Q3 2013: 2 funds opened new positions, 2 closed out, 11 added to existing stakes and 5 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $526K. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $2.19M.

  • 21 institutional investors held Lazard Global Total Return & Income Fund (LGI) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $42.4M of Lazard Global Total Return & Income Fund stock for Q3 2013, up 0.15% quarter-over-quarter.
  • 2 funds opened new Lazard Global Total Return & Income Fund positions in Q3 2013 and 2 closed out, a net change of 0 holders.
  • The largest Lazard Global Total Return & Income Fund buyer in Q3 2013 was Karpus Investment Management, an estimated $526K added.
  • The largest Lazard Global Total Return & Income Fund seller in Q3 2013 was Raymond James Financial Services Advisors, an estimated $2.19M sold.

Based on aggregated 13F filings for Q3 2013.