U
LGI

UBS’s Lazard Global Total Return & Income Fund LGI Stock Holding History

UBS’s Portfolio LGI Stock Details LGI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$1.42M Sell
81,735
-9,420
-10% -$170K ﹤0.01% 3241
2014
Q2 		$1.69M Buy
91,155
+7,605
+9% +$137K ﹤0.01% 3033
2014
Q1 		$1.46M Buy
83,550
+3,530
+4% +$60.1K ﹤0.01% 3093
2013
Q4 		$1.41M Buy
80,020
+17,951
+29% +$306K ﹤0.01% 3168
2013
Q3 		$1.04M Buy
62,069
+2,005
+3% +$33.1K ﹤0.01% 3288
2013
Q2 		$981K Buy
+60,064
New +$1.01M ﹤0.01% 3366

Other funds holding LGI

1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
SKK
Shepherd Kaplan Krochuk Boston, Massachusetts $119M AUM 8.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS's LGI Position: Q3 2014 in Review

UBS reduced its Lazard Global Total Return & Income Fund (LGI) stake by 10% in Q3 2014, selling an estimated $170K and leaving 81,735 shares worth $1.42M. The position accounts for ﹤0.01% of the portfolio, ranked #3241.

UBS first reported a position in LGI in Q2 2013 and has held it in 6 quarters since. The position peaked at $1.69M in Q2 2014. 21 funds tracked by Wall St. Rank hold LGI as of Q3 2014.

  • UBS held 81,735 shares of Lazard Global Total Return & Income Fund worth $1.42M as of Q3 2014.
  • UBS sold 9,420 Lazard Global Total Return & Income Fund shares in Q3 2014, an estimated $170K.
  • Lazard Global Total Return & Income Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3241 holding.
  • UBS first reported a position in Lazard Global Total Return & Income Fund in Q2 2013 and has held it in 6 quarters since.
  • UBS's Lazard Global Total Return & Income Fund position peaked at $1.69M in Q2 2014.
  • 21 funds tracked by Wall St. Rank held Lazard Global Total Return & Income Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.