ISD

PGIM High Yield Bond Fund
ISD

Overview Fund Activity

53 hedge funds and large institutions have $136M invested in PGIM High Yield Bond Fund in 2017 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
53
Holders Change
+4
Holders Change %
+8.16%
% of All Funds
1.32%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
10
Increased
21
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$4.32M
2
UBS Group
2
UBS Group
Switzerland
$18.6M
3
Ameriprise
3
Ameriprise
Minnesota
$867K
4
Morgan Stanley
4
Morgan Stanley
New York
$21.1M
5
DA
5
Doliver Advisors
Texas
$1.27M

Top Sellers

1
HCM
1
Hilton Capital Management
New York
$13.5M
2
Wells Fargo
2
Wells Fargo
California
$9.53M
3
YMRC
3
Yorktown Management & Research Company
Virginia
$3.83M
4
GC
4
Guggenheim Capital
Illinois
$4.19M
5
Bessemer Group
5
Bessemer Group
New Jersey
$13.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
CI
26
Cowen Inc
New York
$546K – – –
Kovitz Investment Group Partners
27
Kovitz Investment Group Partners
Illinois
$525K – – –
Millennium Management
28
Millennium Management
New York
$506K +$506K +32,911 New
NMC
29
Nine Masts Capital
Hong Kong
$481K +$481K +31,300 New
WAM
30
Wolverine Asset Management
Illinois
$432K +$432K +28,125 New
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$362K +$12.5K +813 +4%
IPC
32
Independent Portfolio Consultants
Florida
$360K +$360K +23,410 New
PFS
33
Prospera Financial Services
Texas
$351K – – –
AWA
34
Arete Wealth Advisors
Illinois
$345K -$68.4K -4,445 -17%
RCM
35
Robinson Capital Management
Michigan
$344K – – –
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$331K +$6.12K +397 +2%
CP
37
Camelot Portfolios
Ohio
$308K – – –
DS
38
DRW Securities
Illinois
$294K +$30.8K +2,000 +12%
AG
39
Advisor Group
Arizona
$249K +$196K +12,716 +370%
PAG
40
Private Advisor Group
New Jersey
$225K -$27.1K -1,762 -11%
FFEC
41
First Financial Equity Corporation
Arizona
$225K +$225K +14,663 New
SIA
42
Sit Investment Associates
Minnesota
$219K +$219K +14,239 New
First Trust Advisors
43
First Trust Advisors
Illinois
$183K +$183K +11,920 New
IA
44
IFP Advisors
Florida
$123K +$9.4K +612 +8%
PFGIA
45
Patriot Financial Group Insurance Agency
Massachusetts
$75K +$58.2K +3,800 +345%
RBC
46
Roble Belko & Company
Pennsylvania
$24K – – –
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$23K – – –
BKA
48
Brick & Kyle Associates
Pennsylvania
$18K – – –
Envestnet Asset Management
49
Envestnet Asset Management
Illinois
$17K – – –
PCM
50
Penserra Capital Management
California
$12K +$4K +267 +50%
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2
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