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iShares Convertible Bond ETF
ICVT

170 hedge funds and large institutions have $828M invested in iShares Convertible Bond ETF in 2021 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 71 increasing their positions, 52 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more call options, than puts

Call options by funds: $17.4M | Put options by funds: $11.6M

37% more repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 52

25% more funds holding in top 10

Funds holding in top 10: 4 → 5 (+1)

14% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 21

2% more capital invested

Capital invested by funds: $814M → $828M (+$14.2M)

1% more funds holding

Funds holding: 169 → 170 (+1)

1.4% less ownership

Funds ownership: 47.3% → 45.9% (-1.4%)

Holders
170
Holders Change
+1
Holders Change %
+0.59%
% of All Funds
2.98%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.09%
New
24
Increased
71
Reduced
52
Closed
21
Calls
$17.4M
Puts
$11.6M
Net Calls
+$5.73M
Net Calls Change
+$16.1M

Top Buyers

1
Citigroup
Citigroup
New York
+$14.9M
2
SAS
Sanford Advisory Services
Michigan
+$14.4M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$14M
4
B
Barings
North Carolina
+$8.86M
5
AllianceBernstein
AllianceBernstein
Tennessee
+$7.66M

Top Sellers

1
NA
NewEdge Advisors
Louisiana
-$11.7M
2
Nomura Asset Management
Nomura Asset Management
Japan
-$11.3M
3
Jane Street
Jane Street
New York
-$11M
4
RWA
Redhawk Wealth Advisors
Minnesota
-$7.23M
5
AWM
AE Wealth Management
Kansas
-$4.52M
Name Holding Trade Value Shares
Change 		Change in
Stake
SB
176
Simmons Bank
Arkansas
– -$1.31M -12,859 Closed
JWCA
177
J.W. Cole Advisors
Florida
– -$1.2M -11,714 Closed
FNC
178
First National Corp
Massachusetts
– -$756K -10,657 Closed
ARG
179
Advisory Resource Group
Oklahoma
– -$1.07M -10,482 Closed
ARC
180
Advisor Resource Council
Texas
– -$554K -5,432 Closed
Verition Fund Management
181
Verition Fund Management
Connecticut
– -$476K -4,671 Closed
GSEP
182
Golden State Equity Partners
California
– -$335K -3,284 Closed
Susquehanna International Group
183
Susquehanna International Group
Pennsylvania
– -$314K -3,082 Closed
LNC
184
Lincoln National Corp
Pennsylvania
– -$249K -2,444 Closed
LFF
185
Level Four Financial
Texas
– -$229K -2,246 Closed
CP
186
Cumberland Partners
Ontario, Canada
– -$205K -2,011 Closed
PWM
187
Prentice Wealth Management
New York
– -$136K -1,338 Closed
TCOV
188
Trust Company of Vermont
Vermont
– -$43K -417 Closed
VNA
189
Valley National Advisers
Pennsylvania
– -$6K -54 Closed
PA
190
Parallel Advisors
California
– -$5K -50 Closed
Fidelity Investments
191
Fidelity Investments
Massachusetts
– +$101 +1 New
4 5 6 7
8

ICVT Hedge Fund Activity: Q3 2021 in Review

170 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in iShares Convertible Bond ETF (ICVT) for Q3 2021, worth a combined $828M — up 1.7% from $814M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new ICVT positions and 21 closed out — a net gain of 3 holders — while 71 added to existing stakes and 52 trimmed.

The largest buyer was Citigroup, adding an estimated $14.9M. The largest seller was NewEdge Advisors, cutting an estimated $11.7M.

  • 170 institutional investors held iShares Convertible Bond ETF (ICVT) as of Q3 2021, up from 169 in Q2 2021.
  • Funds reported $828M of iShares Convertible Bond ETF stock for Q3 2021, up 1.7% quarter-over-quarter.
  • 24 funds opened new iShares Convertible Bond ETF positions in Q3 2021 and 21 closed out, a net change of +3 holders.
  • The largest iShares Convertible Bond ETF buyer in Q3 2021 was Citigroup, an estimated $14.9M added.
  • The largest iShares Convertible Bond ETF seller in Q3 2021 was NewEdge Advisors, an estimated $11.7M sold.

Based on aggregated 13F filings for Q3 2021.