Barings’s iShares Convertible Bond ETF ICVT Stock Holding History

Barings’s Portfolio ICVT Stock Details ICVT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-33,764	Closed	-$2.58M	–	160
2023 Q2	$2.58M	Hold	33,764	–	–	0.09%	88
2023 Q1	$2.45M	Buy	+33,764	New	+$2.44M	0.08%	89
2022 Q3	–	Sell	-77,910	Closed	-$5.4M	–	246
2022 Q2	$5.4M	Hold	77,910	–	–	0.2%	81
2022 Q1	$6.49M	Sell	77,910 -122,086	-61%	-$10.1M	0.2%	85
2021 Q4	$17.8M	Buy	199,996 +83,313	+71%	+$8.11M	0.46%	34
2021 Q3	$11.6M	Buy	116,683 +87,990	+307%	+$8.86M	0.27%	51
2021 Q2	$2.93M	Sell	28,693 -50,177	-64%	-$4.98M	0.07%	144
2021 Q1	$7.75M	Sell	78,870 -100,279	-56%	-$10.3M	0.19%	77
2020 Q4	$17.3M	Buy	179,149 +88,698	+98%	+$7.85M	0.44%	39
2020 Q3	$7.3M	Buy	+90,451	New	+$7.05M	0.17%	105

Other funds holding ICVT

FGAM

Financial Gravity Asset Management Lakeway, Texas $562M AUM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return

TCM

Tradewinds Capital Management Bellingham, Washington $504M AUM 40.92% 1-Year Est. Return

ANTB

AMG National Trust Bank Greenwood Village, Colorado $4.61B AUM 19.2% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Advisory Alpha Holland, Michigan $3.66B AUM 14.99% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

PWMG

Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return

Barings's ICVT Position: Q3 2023 in Review

Barings sold out of iShares Convertible Bond ETF (ICVT) in Q3 2023, closing a stake of 33,764 shares — an estimated $2.58M sold.

Barings first reported a position in ICVT in Q3 2020 and held it in 10 quarters. The position peaked at $17.8M in Q4 2021. 211 funds tracked by Wall St. Rank hold ICVT as of Q3 2023.

Barings reported no remaining iShares Convertible Bond ETF position as of Q3 2023 after selling out during the quarter.
Barings sold 33,764 iShares Convertible Bond ETF shares in Q3 2023, an estimated $2.58M.
Barings first reported a position in iShares Convertible Bond ETF in Q3 2020 and held it in 10 quarters.
Barings's iShares Convertible Bond ETF position peaked at $17.8M in Q4 2021.
211 funds tracked by Wall St. Rank held iShares Convertible Bond ETF as of Q3 2023.

Based on Barings's 13F filing for Q3 2023, filed 13 Nov 2023.