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First Trust Horizon Managed Volatility Domestic ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of New York Mellon
1
Bank of New York Mellon
New York
$16.2M +$980K +24,901 +6%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$7.84M -$227K -5,768 -3%
Cetera Investment Advisers
3
Cetera Investment Advisers
Illinois
$5.01M +$228K +5,808 +5%
GSWM
4
Golden State Wealth Management
California
$4.45M -$2.52M -64,025 -36%
LPL Financial
5
LPL Financial
California
$4.18M -$7.31M -185,753 -63%
AAS
6
Asset Allocation Strategies
Michigan
$3.05M +$367K +9,330 +13%
BEI
7
Benjamin Edwards Inc
Missouri
$2.35M +$4.01K +102 +0.2%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$2.04M -$15.7M -399,789 -88%
RA
9
RFG Advisory
Alabama
$1.68M +$1.73M +43,941 New
Citadel Advisors
10
Citadel Advisors
Florida
$1.51M +$1.55M +39,348 New
GSEP
11
Golden State Equity Partners
California
$1.37M -$154K -3,912 -10%
Two Sigma Investments
12
Two Sigma Investments
New York
$1.34M +$1.1M +27,871 +387%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$1.12M +$896K +22,789 +354%
Goldman Sachs
14
Goldman Sachs
New York
$929K +$551K +14,007 +137%
LSIA
15
LaSalle St. Investment Advisors
Illinois
$906K -$13.2K -335 -1%
Truist Financial
16
Truist Financial
North Carolina
$853K +$2.05K +52 +0.2%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$825K +$839K +21,332 +12,402%
Raymond James Financial
18
Raymond James Financial
Florida
$740K +$75.4K +1,916 +11%
CF
19
Carlson Financial
Oregon
$602K -$64.2K -1,632 -9%
HighTower Advisors
20
HighTower Advisors
Illinois
$372K +$9.99K +254 +3%
GS
21
GTS Securities
Florida
$304K +$312K +7,940 New
UAG
22
United Advisor Group
Ohio
$256K +$433 +11 +0.2%
Morgan Stanley
23
Morgan Stanley
New York
$240K -$1.42K -36 -0.6%
KA
24
Kovack Advisors
Florida
$225K
OC
25
Oppenheimer & Co
New York
$225K