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First Trust Horizon Managed Volatility Domestic ETF
HUSV

Name Holding Trade Value Shares
Change 		Change in
Stake
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
$35.9M -$20.5M -715,366 -37%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$14.5M -$8.94M -311,229 -39%
LPL Financial
3
LPL Financial
California
$14.5M -$23.5M -819,962 -63%
GSEP
4
Golden State Equity Partners
California
$4.3M +$2.69M +93,698 +189%
OPS
5
Orion Portfolio Solutions
Nebraska
$3.51M -$3.06M -106,613 -48%
KAS
6
Kestra Advisory Services
Texas
$2.75M -$230 -8 -0%
HAS
7
HBW Advisory Services
California
$1.68M -$941K -32,760 -37%
RJA
8
Raymond James & Associates
Florida
$1.52M -$57.8K -2,013 -4%
HWM
9
Holloway Wealth Management
Florida
$1.15M – – –
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$1.13M +$175K +6,102 +19%
PFS
11
Prospera Financial Services
Texas
$1.12M -$685K -23,867 -39%
Citadel Advisors
12
Citadel Advisors
Florida
$1.08M +$584K +20,325 +130%
FAIM
13
Financial Advocates Investment Management
Washington
$1.06M -$178K -6,185 -15%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$962K -$233K -8,119 -20%
AAS
15
Avantax Advisory Services
Texas
$629K -$199K -6,941 -25%
Truist Financial
16
Truist Financial
North Carolina
$506K -$174K -6,054 -26%
HI
17
Horizon Investments
North Carolina
$358K +$343K +11,944 New
Osaic Holdings
18
Osaic Holdings
Arizona
$315K -$47.4K -1,649 -14%
KA
19
Kovack Advisors
Florida
$275K +$263K +9,175 New
OC
20
Oppenheimer & Co
New York
$235K +$11.9K +413 +6%
TRCT
21
Tower Research Capital (TRC)
New York
$161K +$154K +5,373 New
GRP
22
Global Retirement Partners
California
$106K -$16.3K -567 -14%
HI
23
Harbour Investments
Wisconsin
$94K +$90.5K +3,150 New
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$42K -$17.2K -600 -30%
UBS Group
25
UBS Group
Switzerland
$37K +$19.1K +666 +117%
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