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First Trust Horizon Managed Volatility Domestic ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
$18.4M +$3M +75,329 +20%
Bank of New York Mellon
2
Bank of New York Mellon
New York
$14.7M +$14.3M +358,187 +3,492%
LPL Financial
3
LPL Financial
California
$9.94M -$3.63M -91,269 -27%
GSWM
4
Golden State Wealth Management
California
$7.04M -$192K -4,826 -3%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$7.01M +$1.04M +26,175 +17%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$4.32M +$1.92M +48,280 +80%
GSEP
7
Golden State Equity Partners
California
$3.53M +$315K +7,923 +10%
AAS
8
Asset Allocation Strategies
Michigan
$2.69M +$332K +8,332 +14%
BEI
9
Benjamin Edwards Inc
Missouri
$2.27M +$431K +10,839 +23%
IFPG
10
Intrepid Financial Planning Group
Indiana
$1.57M -$32.3K -813 -2%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.41M -$494K -12,426 -26%
BAM
12
Belpointe Asset Management
Nevada
$1.1M +$6.13K +154 +0.6%
Truist Financial
13
Truist Financial
North Carolina
$988K -$42.3K -1,062 -4%
LSIA
14
LaSalle St. Investment Advisors
Illinois
$944K -$51.5K -1,295 -5%
Raymond James Financial
15
Raymond James Financial
Florida
$663K +$60.4K +1,519 +10%
JWCA
16
J.W. Cole Advisors
Florida
$637K +$11.7K +295 +2%
Two Sigma Investments
17
Two Sigma Investments
New York
$347K -$111K -2,800 -24%
HighTower Advisors
18
HighTower Advisors
Illinois
$330K +$40.2K +1,011 +14%
Osaic Holdings
19
Osaic Holdings
Arizona
$329K +$77.7K +1,952 +31%
KAS
20
Kestra Advisory Services
Texas
$273K -$126K -3,161 -32%
UAG
21
United Advisor Group
Ohio
$265K -$1.63K -41 -0.6%
Morgan Stanley
22
Morgan Stanley
New York
$255K -$38.9K -978 -13%
PFS
23
Prospera Financial Services
Texas
$253K -$2.27K -57 -0.9%
OC
24
Oppenheimer & Co
New York
$234K
KA
25
Kovack Advisors
Florida
$233K -$15.9K -400 -6%