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First Trust Horizon Managed Volatility Domestic ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of New York Mellon
1
Bank of New York Mellon
New York
$16.5M -$96K -2,457 -0.6%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$10.9M +$2.86M +73,207 +36%
Cetera Investment Advisers
3
Cetera Investment Advisers
Illinois
$5.35M +$213K +5,451 +4%
GSWM
4
Golden State Wealth Management
California
$4.37M -$179K -4,584 -4%
LPL Financial
5
LPL Financial
California
$4.27M -$3.17K -81 -0.1%
AAS
6
Asset Allocation Strategies
Michigan
$2.79M -$327K -8,362 -11%
BEI
7
Benjamin Edwards Inc
Missouri
$2.54M +$132K +3,378 +6%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$1.92M -$169K -4,329 -8%
RA
9
RFG Advisory
Alabama
$1.77M +$42.9K +1,099 +3%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$1.51M +$362K +9,273 +32%
Goldman Sachs
11
Goldman Sachs
New York
$1.15M +$201K +5,140 +21%
Citadel Advisors
12
Citadel Advisors
Florida
$1.05M -$495K -12,669 -32%
LSIA
13
LaSalle St. Investment Advisors
Illinois
$928K -$352 -9 -0%
Truist Financial
14
Truist Financial
North Carolina
$875K +$1.84K +47 +0.2%
Raymond James Financial
15
Raymond James Financial
Florida
$736K -$22.1K -566 -3%
CF
16
Carlson Financial
Oregon
$573K -$43.4K -1,111 -7%
Two Sigma Investments
17
Two Sigma Investments
New York
$541K -$832K -21,300 -61%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$435K -$407K -10,426 -48%
JWCA
19
J.W. Cole Advisors
Florida
$393K +$391K +10,002 New
HighTower Advisors
20
HighTower Advisors
Illinois
$381K +$156 +4 +0%
GS
21
GTS Securities
Florida
$312K
UAG
22
United Advisor Group
Ohio
$262K +$352 +9 +0.1%
Morgan Stanley
23
Morgan Stanley
New York
$246K +$39 +1 +0%
OC
24
Oppenheimer & Co
New York
$229K -$1.09K -28 -0.5%
BCI
25
Brinker Capital Investments
Pennsylvania
$222K +$221K +5,652 New