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First Trust Horizon Managed Volatility Domestic ETF
HUSV

Name Holding Trade Value Shares
Change 		Change in
Stake
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
$45.6M -$18.3M -691,282 -25%
LPL Financial
2
LPL Financial
California
$29M +$403K +15,224 +1%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$21.2M -$2.19M -82,614 -8%
LWS
4
Lucia Wealth Services
California
$10.9M +$2.84M +107,187 +27%
OPS
5
Orion Portfolio Solutions
Nebraska
$10.4M +$12.7M +479,840 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.29M +$3.93M +148,329 +4,020%
FAAS
7
First Allied Advisory Services
California
$1.5M -$933K -35,239 -34%
PFS
8
Prospera Financial Services
Texas
$1.46M -$1.94M -73,470 -52%
FAIM
9
Financial Advocates Investment Management
Washington
$1.44M +$386K +14,575 +28%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$1.18M -$6.14M -231,917 -81%
BCM
11
Breiter Capital Management
Florida
$1.05M -$223K -8,419 -15%
RJA
12
Raymond James & Associates
Florida
$879K +$246K +9,276 +30%
DADC
13
D.A. Davidson & Co
Montana
$832K +$1.02M +38,365 New
HAS
14
HBW Advisory Services
California
$798K -$1.67M -63,228 -63%
Citadel Advisors
15
Citadel Advisors
Florida
$702K +$283K +10,695 +49%
HWM
16
Holloway Wealth Management
Florida
$669K – – –
FHC
17
First Heartland Consultants
Missouri
$661K -$825K -31,169 -51%
Osaic Holdings
18
Osaic Holdings
Arizona
$447K +$545K +20,586 New
AI
19
Atria Investments
North Carolina
$424K -$17.2K -651 -3%
Truist Financial
20
Truist Financial
North Carolina
$409K -$23.4K -885 -4%
SWP
21
Stratos Wealth Partners
Ohio
$392K -$82.2K -3,104 -15%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$363K -$237K -8,971 -35%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$286K -$504K -19,045 -59%
HI
24
Horizon Investments
North Carolina
$237K -$316K -11,920 -52%
GRP
25
Global Retirement Partners
California
$72K -$146K -5,522 -63%
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