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First Trust Horizon Managed Volatility Domestic ETF

40 hedge funds and large institutions have $69M invested in First Trust Horizon Managed Volatility Domestic ETF in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 19 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.85% more ownership

Funds ownership: 78.18%82.03% (+3.9%)

2% less funds holding

Funds holding: 4140 (-1)

9% less capital invested

Capital invested by funds: $75.9M → $69M (-$6.88M)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

37% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 19

Holders
40
Holders Change
-1
Holders Change %
-2.44%
% of All Funds
0.63%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
12
Reduced
19
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$14.4M -$3.95M -121,571 -21%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$8.54M -$183K -5,628 -2%
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$8.15M -$2.25M -69,444 -21%
Truist Financial
4
Truist Financial
North Carolina
$6.42M -$1.74M -53,584 -21%
GSEP
5
Golden State Equity Partners
California
$5.04M +$4.48M +137,992 +608%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$3.27M -$19.8K -609 -0.6%
CAN
7
Cetera Advisor Networks
California
$2.83M +$77.9K +2,399 +3%
KAS
8
Kestra Advisory Services
Texas
$2.31M +$494K +15,210 +26%
AWS
9
Atria Wealth Solutions
New York
$1.95M -$131K -4,030 -6%
AAS
10
Avantax Advisory Services
Texas
$1.81M +$331K +10,186 +21%
Osaic Holdings
11
Osaic Holdings
Arizona
$1.75M +$216K +6,648 +13%
BCI
12
Brinker Capital Investments
Pennsylvania
$1.41M -$102K -3,134 -6%
OPS
13
Orion Portfolio Solutions
Nebraska
$1.41M -$102K -3,134 -6%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$1.22M -$154K -4,737 -11%
BAM
15
Belpointe Asset Management
Nevada
$1.22M -$147K -4,522 -10%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.1M -$125K -3,863 -10%
FAIM
17
Financial Advocates Investment Management
Washington
$788K -$32.4K -997 -4%
BFEC
18
Benjamin F. Edwards & Company
Missouri
$730K +$312K +9,628 +70%
CA
19
Cetera Advisors
Colorado
$586K +$32.3K +994 +6%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$585K -$152K -4,680 -20%
Envestnet Portfolio Solutions
21
Envestnet Portfolio Solutions
Illinois
$544K +$566K +17,450 New
RJA
22
Raymond James & Associates
Florida
$521K -$77.3K -2,382 -12%
Stifel Financial
23
Stifel Financial
Missouri
$428K
PAG
24
Private Advisor Group
New Jersey
$360K
KA
25
Kovack Advisors
Florida
$354K

HUSV Hedge Fund Activity: Q3 2023 in Review

40 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in First Trust Horizon Managed Volatility Domestic ETF (HUSV) for Q3 2023, worth a combined $69M — down 9.1% from $75.9M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of HUSV and 4 opened new positions — a net loss of 1 holder — while 19 trimmed existing stakes and 12 added.

The largest buyer was Golden State Equity Partners, adding an estimated $4.48M. The largest seller was LPL Financial, cutting an estimated $3.95M.

  • 40 institutional investors held First Trust Horizon Managed Volatility Domestic ETF (HUSV) as of Q3 2023, down from 41 in Q2 2023.
  • Funds reported $69M of First Trust Horizon Managed Volatility Domestic ETF stock for Q3 2023, down 9.1% quarter-over-quarter.
  • 4 funds opened new First Trust Horizon Managed Volatility Domestic ETF positions in Q3 2023 and 5 closed out, a net change of -1 holder.
  • The largest First Trust Horizon Managed Volatility Domestic ETF buyer in Q3 2023 was Golden State Equity Partners, an estimated $4.48M added.
  • The largest First Trust Horizon Managed Volatility Domestic ETF seller in Q3 2023 was LPL Financial, an estimated $3.95M sold.

Based on aggregated 13F filings for Q3 2023.