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First Trust Horizon Managed Volatility Domestic ETF

27 hedge funds and large institutions have $172M invested in First Trust Horizon Managed Volatility Domestic ETF in 2019 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

23% more funds holding

Funds holding: 2227 (+5)

13% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 8

4% more capital invested

Capital invested by funds: $165M → $172M (+$6.88M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4.13% less ownership

Funds ownership: 74.48%70.35% (-4.1%)

Holders
27
Holders Change
+5
Holders Change %
+22.73%
% of All Funds
0.59%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
9
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
$84.2M -$8.14M -300,967 -9%
LPL Financial
2
LPL Financial
California
$30.3M +$10.3M +380,442 +53%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$27.7M +$6.15M +227,184 +29%
LWS
4
Lucia Wealth Services
California
$10M +$20.6K +760 +0.2%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$6.26M +$537K +19,844 +10%
PFS
6
Prospera Financial Services
Texas
$3.87M -$158K -5,837 -4%
FAAS
7
First Allied Advisory Services
California
$2.93M +$354K +13,068 +14%
RJA
8
Raymond James & Associates
Florida
$868K -$30.9K -1,143 -3%
HWM
9
Holloway Wealth Management
Florida
$792K
FAIM
10
Financial Advocates Investment Management
Washington
$776K +$762K +28,175 New
HI
11
Horizon Investments
North Carolina
$772K -$88.9K -3,287 -10%
BTS
12
BB&T Securities
Virginia
$590K +$131K +4,853 +29%
SWP
13
Stratos Wealth Partners
Ohio
$579K +$64.2K +2,374 +13%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$485K -$4.08K -151 -0.9%
CGFA
15
Colton Groome Financial Advisors
North Carolina
$474K -$219K -8,104 -32%
IA
16
IFP Advisors
Florida
$454K +$448K +16,545 New
Jane Street
17
Jane Street
New York
$338K -$533K -19,685 -62%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$281K +$276K +10,206 New
GRP
19
Global Retirement Partners
California
$245K +$21.5K +795 +10%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$205K +$201K +7,432 New
CFA
21
Carroll Financial Associates
North Carolina
$22K +$21.7K +801 New
AG
22
Advisor Group
Arizona
$20K +$7.25K +268 +59%
Wells Fargo
23
Wells Fargo
California
$13K -$27 -1 -0.2%
Morgan Stanley
24
Morgan Stanley
New York
$10K
HR
25
Howe & Rusling
New York
$8K

HUSV Hedge Fund Activity: Q3 2019 in Review

27 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in First Trust Horizon Managed Volatility Domestic ETF (HUSV) for Q3 2019, worth a combined $172M — up 4.2% from $165M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new HUSV positions and 2 closed out — a net gain of 5 holders — while 9 added to existing stakes and 8 trimmed.

The largest buyer was LPL Financial, adding an estimated $10.3M. The largest seller was FDx Advisors, exiting entirely with an estimated $9.72M sold.

  • 27 institutional investors held First Trust Horizon Managed Volatility Domestic ETF (HUSV) as of Q3 2019, up from 22 in Q2 2019.
  • Funds reported $172M of First Trust Horizon Managed Volatility Domestic ETF stock for Q3 2019, up 4.2% quarter-over-quarter.
  • 7 funds opened new First Trust Horizon Managed Volatility Domestic ETF positions in Q3 2019 and 2 closed out, a net change of +5 holders.
  • The largest First Trust Horizon Managed Volatility Domestic ETF buyer in Q3 2019 was LPL Financial, an estimated $10.3M added.
  • The largest First Trust Horizon Managed Volatility Domestic ETF seller in Q3 2019 was FDx Advisors, an estimated $9.72M sold.

Based on aggregated 13F filings for Q3 2019.