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First Trust Horizon Managed Volatility Domestic ETF

27 hedge funds and large institutions have $144M invested in First Trust Horizon Managed Volatility Domestic ETF in 2020 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 13 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

7.79% more ownership

Funds ownership: 69.52%77.3% (+7.8%)

4% more funds holding

Funds holding: 2627 (+1)

3% more capital invested

Capital invested by funds: $140M → $144M (+$4.17M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

62% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 13

Holders
27
Holders Change
+1
Holders Change %
+3.85%
% of All Funds
0.48%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
5
Reduced
13
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
$55.2M -$26.7K -945 -0%
LPL Financial
2
LPL Financial
California
$37.6M +$11.8M +417,943 +47%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$22.9M -$3.95M -139,918 -15%
OPS
4
Orion Portfolio Solutions
Nebraska
$6.46M -$2.17M -76,698 -26%
MAG
5
MRA Advisory Group
New Jersey
$3.1M +$3.03M +107,251 New
KAS
6
Kestra Advisory Services
Texas
$2.63M -$252K -8,933 -9%
HAS
7
HBW Advisory Services
California
$2.56M +$4.38K +155 +0.2%
PFS
8
Prospera Financial Services
Texas
$1.77M +$1.73M +61,130 New
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$1.67M +$1.63M +57,833 New
RJA
10
Raymond James & Associates
Florida
$1.52M +$209K +7,399 +16%
HWM
11
Holloway Wealth Management
Florida
$1.5M
GSEP
12
Golden State Equity Partners
California
$1.43M +$1.4M +49,582 New
FAIM
13
Financial Advocates Investment Management
Washington
$1.2M -$477K -16,867 -29%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.16M +$936K +33,112 +467%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$912K +$565K +19,982 +173%
AAS
16
Avantax Advisory Services
Texas
$802K -$125K -4,414 -14%
Truist Financial
17
Truist Financial
North Carolina
$662K -$20.5K -727 -3%
Citadel Advisors
18
Citadel Advisors
Florida
$451K -$8.82K -312 -2%
Osaic Holdings
19
Osaic Holdings
Arizona
$353K -$45.5K -1,611 -12%
OC
20
Oppenheimer & Co
New York
$214K +$209K +7,409 New
GRP
21
Global Retirement Partners
California
$119K -$41.1K -1,456 -26%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$58K -$2.88K -102 -5%
Morgan Stanley
23
Morgan Stanley
New York
$28K
UBS Group
24
UBS Group
Switzerland
$16K -$11.8K -417 -42%
HR
25
Howe & Rusling
New York
$15K

HUSV Hedge Fund Activity: Q4 2020 in Review

27 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in First Trust Horizon Managed Volatility Domestic ETF (HUSV) for Q4 2020, worth a combined $144M — up 3% from $140M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new HUSV positions and 2 closed out — a net gain of 3 holders — while 5 added to existing stakes and 13 trimmed.

The largest buyer was LPL Financial, adding an estimated $11.8M. The largest seller was Envestnet Asset Management, cutting an estimated $3.95M.

  • 27 institutional investors held First Trust Horizon Managed Volatility Domestic ETF (HUSV) as of Q4 2020, up from 26 in Q3 2020.
  • Funds reported $144M of First Trust Horizon Managed Volatility Domestic ETF stock for Q4 2020, up 3% quarter-over-quarter.
  • 5 funds opened new First Trust Horizon Managed Volatility Domestic ETF positions in Q4 2020 and 2 closed out, a net change of +3 holders.
  • The largest First Trust Horizon Managed Volatility Domestic ETF buyer in Q4 2020 was LPL Financial, an estimated $11.8M added.
  • The largest First Trust Horizon Managed Volatility Domestic ETF seller in Q4 2020 was Envestnet Asset Management, an estimated $3.95M sold.

Based on aggregated 13F filings for Q4 2020.