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First Trust Horizon Managed Volatility Domestic ETF

35 hedge funds and large institutions have $134M invested in First Trust Horizon Managed Volatility Domestic ETF in 2020 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 8 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

4.64% more ownership

Funds ownership: 68.77%73.41% (+4.6%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

3% less funds holding

Funds holding: 3635 (-1)

28% less capital invested

Capital invested by funds: $187M → $134M (-$52.8M)

50% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 16

Holders
35
Holders Change
-1
Holders Change %
-2.78%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
8
Reduced
16
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
$45.6M -$18.3M -691,282 -25%
LPL Financial
2
LPL Financial
California
$29M +$403K +15,224 +1%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$21.2M -$2.19M -82,614 -8%
LWS
4
Lucia Wealth Services
California
$10.9M +$2.84M +107,187 +27%
OPS
5
Orion Portfolio Solutions
Nebraska
$10.4M +$12.7M +479,840 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.29M +$3.93M +148,329 +4,020%
FAAS
7
First Allied Advisory Services
California
$1.5M -$933K -35,239 -34%
PFS
8
Prospera Financial Services
Texas
$1.46M -$1.94M -73,470 -52%
FAIM
9
Financial Advocates Investment Management
Washington
$1.44M +$386K +14,575 +28%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$1.18M -$6.14M -231,917 -81%
BCM
11
Breiter Capital Management
Florida
$1.05M -$223K -8,419 -15%
RJA
12
Raymond James & Associates
Florida
$879K +$246K +9,276 +30%
DADC
13
D.A. Davidson & Co
Montana
$832K +$1.02M +38,365 New
HAS
14
HBW Advisory Services
California
$798K -$1.67M -63,228 -63%
Citadel Advisors
15
Citadel Advisors
Florida
$702K +$283K +10,695 +49%
HWM
16
Holloway Wealth Management
Florida
$669K
FHC
17
First Heartland Consultants
Missouri
$661K -$825K -31,169 -51%
Osaic Holdings
18
Osaic Holdings
Arizona
$447K +$545K +20,586 New
AI
19
Atria Investments
North Carolina
$424K -$17.2K -651 -3%
Truist Financial
20
Truist Financial
North Carolina
$409K -$23.4K -885 -4%
SWP
21
Stratos Wealth Partners
Ohio
$392K -$82.2K -3,104 -15%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$363K -$237K -8,971 -35%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$286K -$504K -19,045 -59%
HI
24
Horizon Investments
North Carolina
$237K -$316K -11,920 -52%
GRP
25
Global Retirement Partners
California
$72K -$146K -5,522 -63%

HUSV Hedge Fund Activity: Q1 2020 in Review

35 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in First Trust Horizon Managed Volatility Domestic ETF (HUSV) for Q1 2020, worth a combined $134M — down 28% from $187M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new HUSV positions and 7 closed out — a net gain of 1 holder — while 8 added to existing stakes and 16 trimmed.

The largest buyer was Orion Portfolio Solutions, opening a new position worth an estimated $12.7M. The largest seller was Cambridge Investment Research Advisors, cutting an estimated $18.3M.

  • 35 institutional investors held First Trust Horizon Managed Volatility Domestic ETF (HUSV) as of Q1 2020, down from 36 in Q4 2019.
  • Funds reported $134M of First Trust Horizon Managed Volatility Domestic ETF stock for Q1 2020, down 28% quarter-over-quarter.
  • 8 funds opened new First Trust Horizon Managed Volatility Domestic ETF positions in Q1 2020 and 7 closed out, a net change of +1 holder.
  • The largest First Trust Horizon Managed Volatility Domestic ETF buyer in Q1 2020 was Orion Portfolio Solutions, an estimated $12.7M added.
  • The largest First Trust Horizon Managed Volatility Domestic ETF seller in Q1 2020 was Cambridge Investment Research Advisors, an estimated $18.3M sold.

Based on aggregated 13F filings for Q1 2020.