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Horizon Technology Finance

Name Holding Trade Value Shares
Change
Change in
Stake
TA
26
Teachers Advisors
New York
$175K
CS
27
Credit Suisse
Switzerland
$174K +$169K +12,238 New
VanEck Associates
28
VanEck Associates
New York
$171K +$19.9K +1,447 +14%
Charles Schwab
29
Charles Schwab
California
$158K
BRWA
30
B. Riley Wealth Advisors
Florida
$122K -$147K -10,658 -55%
AIG
31
American International Group
New York
$78.1K -$744 -54 -1%
WRM
32
Westport Resources Management
Connecticut
$69K
Citigroup
33
Citigroup
New York
$67K +$23.6K +1,710 +57%
BA
34
BlackRock Advisors
Delaware
$58K +$3.98K +289 +8%
Creative Planning
35
Creative Planning
Kansas
$43K +$14.3K +1,041 +52%
Barclays
36
Barclays
United Kingdom
$34K +$32.5K +2,359 +2,912%
FNBT
37
FineMark National Bank & Trust
Florida
$28K +$27.5K +2,000 New
Deutsche Bank
38
Deutsche Bank
Germany
$25K -$209K -15,205 -89%
Bank of America
39
Bank of America
North Carolina
$18K +$15.4K +1,117 +703%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$13K -$3.46K -251 -21%
AC
41
Alexandria Capital
Virginia
$10K
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$7K
BNP Paribas Financial Markets
43
BNP Paribas Financial Markets
France
$1.89K +$1.83K +133 New
AllianceBernstein
44
AllianceBernstein
Tennessee
$1K -$20.4K -1,482 -96%
Brown Advisory
45
Brown Advisory
Maryland
-$171K -12,884 Closed
RhumbLine Advisers
46
RhumbLine Advisers
Massachusetts
-$138K -10,329 Closed
Invesco
47
Invesco
Georgia
-$123K -9,259 Closed
Ameriprise
48
Ameriprise
Minnesota
-$14K -1,013 Closed
FMII
49
Farmers & Merchants Investments Inc
Nebraska
-$8K -630 Closed
TRCT
50
Tower Research Capital (TRC)
New York
-$7K -500 Closed