HIO

Western Asset High Income Opportunity Fund
HIO

Overview Fund Activity

73 hedge funds and large institutions have $92.9M invested in Western Asset High Income Opportunity Fund in 2016 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 23 increasing their positions, 13 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
73
Holders Change
-1
Holders Change %
-1.35%
% of All Funds
1.95%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
23
Reduced
13
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$9.18M
2
RCM
2
Rivernorth Capital Management
Florida
$12.8M
3
Bank of America
3
Bank of America
North Carolina
$10.3M
4
VKH
4
Virtu KCG Holdings
New York
$426K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.14M

Top Sellers

1
LPL Financial
1
LPL Financial
California
$2.51M
2
COLIM
2
City of London Investment Management
United Kingdom
$1.13M
3
Citigroup
3
Citigroup
New York
$1.64M
4
PPA
4
Parametric Portfolio Associates
Washington
$0
5
YMRC
5
Yorktown Management & Research Company
Virginia
$1.03M
Name Holding Trade Value Shares
Change 		Shares
Change %
HighTower Advisors
51
HighTower Advisors
Illinois
$77K +$490 +100 +0.6%
ANBT
52
American National Bank & Trust
Texas
$74K – – –
HCM
53
Hollencrest Capital Management
California
$73K – – –
RJT
54
Raymond James Trust
Florida
$70K +$12.4K +2,536 +21%
WA
55
Waverly Advisors
Alabama
$58K -$20.1K -4,108 -26%
TA
56
TMD & Associates
Arizona
$52K – – –
OA
57
Oxbow Advisors
Texas
$51K -$236K -48,620 -82%
DADC
58
D.A. Davidson & Co
Montana
$42K – – –
PNC Financial Services Group
59
PNC Financial Services Group
Pennsylvania
$31K – – –
KA
60
Klingman & Associates
New York
$25K – – –
SFG
61
SevenBridge Financial Group
Pennsylvania
$25K +$25K +5,039 New
FNBT
62
FineMark National Bank & Trust
Florida
$22K – – –
GWM
63
Geneos Wealth Management
Colorado
$16K – – –
VNA
64
Valley National Advisers
Pennsylvania
$16K – – –
AAM
65
Advisors Asset Management
Colorado
$16K – – –
AWMS
66
Advocacy Wealth Management Services
Georgia
$6K -$110K -23,025 -95%
TCM
67
Tradewinds Capital Management
Washington
$5K – – –
Carson Wealth (CWM LLC)
68
Carson Wealth (CWM LLC)
Nebraska
$4K – – –
PCM
69
Penserra Capital Management
California
$4K – – –
US Bancorp
70
US Bancorp
Minnesota
$3K – – –
Creative Planning
71
Creative Planning
Kansas
$3K +$2.26K +500 +305%
Manulife (Manufacturers Life Insurance)
72
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3K +$3K +600 New
PRCM
73
Pine River Capital Management
Minnesota
$782 -$3.64K -741,741 -82%
PPA
74
Parametric Portfolio Associates
Washington
– -$2.12M -452,414 Closed
AA
75
AQR Arbitrage
Connecticut
– -$741K -157,953 Closed
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