HIO

Western Asset High Income Opportunity Fund
HIO

Overview Fund Activity

57 hedge funds and large institutions have $70.4M invested in Western Asset High Income Opportunity Fund in 2013 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 13 increasing their positions, 19 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
57
Holders Change
+5
Holders Change %
+9.62%
% of All Funds
1.85%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
13
Reduced
19
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
$8.08M
2
EIA
Edgemoor Investment Advisors
Maryland
$3.07M
3
Grantham, Mayo, Van Otterloo & Co (GMO)
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$2.1M
4
PRCM
Pine River Capital Management
Minnesota
$3.97M
5
WA
WFG Advisors
Texas
$1.47M

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
$0
2
Geode Capital Management
Geode Capital Management
Massachusetts
$0
3
GC
Guggenheim Capital
Illinois
$3.82M
4
AAM
Advisors Asset Management
Colorado
$25K
5
Citigroup
Citigroup
New York
$121K
Name Holding Trade Value Shares
Change 		Shares
Change %
SGCA
26
Steel Grove Capital Advisors
Tennessee
$255K – – –
CA
27
Cornerstone Advisors
North Carolina
$242K +$242K +40,489 New
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$241K -$9.91K -1,657 -4%
DA
29
Doliver Advisors
Texas
$221K -$227K -38,104 -51%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$219K -$6.3K -1,057 -3%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$195K +$31.8K +5,343 +19%
SFS
32
Shaker Financial Services
Virginia
$195K +$132K +22,100 +208%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$181K -$115K -19,293 -39%
GHAM
34
Gilman Hill Asset Management
Connecticut
$171K +$171K +28,600 New
CSIC
35
Clifford Swan Investment Counsel
California
$146K – – –
LCM
36
Lucas Capital Management
New Jersey
$142K -$4.79K -800 -3%
Citigroup
37
Citigroup
New York
$121K -$499K -83,897 -80%
CCB
38
Cutter & Co Brokerage
Missouri
$117K +$32K +5,389 +38%
FM
39
Foster & Motley
Ohio
$113K -$11.9K -1,985 -10%
Comerica Bank
40
Comerica Bank
Texas
$101K +$101K +16,830 New
ANBT
41
American National Bank & Trust
Texas
$90K -$4.57K -761 -5%
RJT
42
Raymond James Trust
Florida
$80K +$15.6K +2,600 +24%
MFS
43
MSI Financial Services
Massachusetts
$67K -$1.5K -250 -2%
TT
44
Tower Trust
Indiana
$67K – – –
MA
45
MUFG Americas
New York
$64K +$64K +10,777 New
WAM
46
Wolverine Asset Management
Illinois
$60K -$77K -12,938 -56%
ABC
47
Associated Banc-Corp
Wisconsin
$60K – – –
B
48
Baird
Wisconsin
$60K +$60K +10,000 New
FNBT
49
FineMark National Bank & Trust
Florida
$27K – – –
AAM
50
Advisors Asset Management
Colorado
$25K -$526K -89,065 -95%
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2
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