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HCF

NEXPOINT CREDIT STRATEGIES FUND
HCF

Delisted

HCF was delisted on the 7th of September, 2012.

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$283K -$154K -26,626 -35%
LCM
27
Landscape Capital Management
New Jersey
$214K +$214K +37,449 New
ICAS
28
Investors Capital Advisory Services
Massachusetts
$172K
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$172K +$94.6K +16,576 +122%
WEC
30
Winslow Evans & Crocker
Massachusetts
$139K -$2.92K -510 -2%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$133K -$21.9K -3,834 -14%
MIG
32
Mariner Investment Group
New York
$83K +$83K +14,493 New
CCM
33
Context Capital Management
California
$64K -$5.63K -1,000 -8%
VFS
34
VSR Financial Services
Kansas
$60K +$60K +10,500 New
FAAS
35
First Allied Advisory Services
California
$54K -$39.1K -7,757 -42%
EC
36
EJF Capital
Virginia
$41K +$41K +7,200 New
MFS
37
MSI Financial Services
Massachusetts
$27K
AIG
38
American International Group
New York
$25K
Deutsche Bank
39
Deutsche Bank
Germany
$15K
US Bancorp
40
US Bancorp
Minnesota
$14K
BFEC
41
Benjamin F. Edwards & Company
Missouri
$7K +$7K +1,183 New
WCM
42
Windsor Capital Management
Arizona
$6K +$6K +1,211 New
TRCT
43
Tower Research Capital (TRC)
New York
$4K -$40.4K -6,906 -91%
Citigroup
44
Citigroup
New York
$3K -$2.5K -384 -45%
IWMPD
45
Integrated Wealth Management (Palm Desert)
California
$1K -$5K -500 -83%
CLOS
46
Compagnie Lombard Odier SCmA
Switzerland
$1K
CFA
47
CT Financial Advisors
Pennsylvania
$412
TJHA
48
Thomas J. Herzfeld Advisors
Florida
-$2.32M -319,361 Closed
PA
49
Pinnacle Associates
New York
-$274K -37,440 Closed
Baird Financial Group
50
Baird Financial Group
Wisconsin
-$124K -16,893 Closed