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HCF

NEXPOINT CREDIT STRATEGIES FUND
HCF

Delisted

HCF was delisted on the 7th of September, 2012.

Name Holding Trade Value Shares
Change
Change in
Stake
Nuveen
26
Nuveen
North Carolina
$283K
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$258K +$50.3K +4,549 +24%
IT
28
Independence Trust
Tennessee
$218K
VKH
29
Virtu KCG Holdings
New York
$214K +$33.3K +3,017 +18%
MIC
30
Meridian Investment Counsel
California
$161K
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$134K -$15.1K -1,368 -10%
BRWA
32
B. Riley Wealth Advisors
Florida
$122K
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$116K +$116K +10,492 New
Bank of America
34
Bank of America
North Carolina
$88K -$18.4K -1,665 -17%
PCM
35
Prelude Capital Management
New York
$80K +$80K +7,257 New
AIG
36
American International Group
New York
$64.4K -$8.86K -800 -12%
MFS
37
MSI Financial Services
Massachusetts
$64K
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$50K -$217K -19,660 -81%
WA
39
WealthTrust-Arizona
Arizona
$27K
Creative Planning
40
Creative Planning
Kansas
$26K +$581 +53 +2%
1IC
41
1919 Investment Counsel
Maryland
$18K +$596 +53 +3%
Barclays
42
Barclays
United Kingdom
$14K
MA
43
MUFG Americas
New York
$13K +$166 +15 +1%
Citigroup
44
Citigroup
New York
$9K -$1.89K -169 -17%
PSI
45
Pinnacle Summer Investments
Virginia
$8K
Deutsche Bank
46
Deutsche Bank
Germany
$5K
US Bancorp
47
US Bancorp
Minnesota
$3K
HI
48
Hudock Inc
Pennsylvania
$1K
CFA
49
CT Financial Advisors
Pennsylvania
$876 +$876 +72 New
RCM
50
Robinson Capital Management
Michigan
-$12M -1,520,440 Closed