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Hanmi Financial
HAFC

136 hedge funds and large institutions have $297M invested in Hanmi Financial in 2020 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 53 increasing their positions, 47 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

10,300% more call options, than puts

Call options by funds: $104K | Put options by funds: $1K

35% more capital invested

Capital invested by funds: $221M → $297M (+$76.3M)

27% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 15

13% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 47

3% more funds holding

Funds holding: 132 → 136 (+4)

2.27% less ownership

Funds ownership: 87.71% → 85.45% (-2.3%)

Holders
136
Holders Change
+4
Holders Change %
+3.03%
% of All Funds
2.41%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
19
Increased
53
Reduced
47
Closed
15
Calls
$104K
Puts
$1K
Net Calls
+$103K
Net Calls Change
+$297K

Top Buyers

1
KCM
Kennedy Capital Management
Missouri
+$3.11M
2
EC
EJF Capital
Virginia
+$2.7M
3
JP Morgan Chase
JP Morgan Chase
New York
+$1.37M
4
MSL
Mackay Shields LLC
New York
+$1.23M
5
Acadian Asset Management
Acadian Asset Management
Massachusetts
+$849K

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$4.59M
2
State of New Jersey Common Pension Fund D
State of New Jersey Common Pension Fund D
New Jersey
-$1.96M
3
Renaissance Technologies
Renaissance Technologies
New York
-$1.68M
4
BGIM
Brandywine Global Investment Management
Pennsylvania
-$1.68M
5
Invesco
Invesco
Georgia
-$1.67M
Name Holding Trade Value Shares
Change 		Change in
Stake
TWA
126
TCI Wealth Advisors
Arizona
$4K +$240 +24 +7%
GAM
127
Gemmer Asset Management
California
$4K +$310 +31 +10%
VCG
128
Vantage Consulting Group
Virginia
$4K +$3.15K +315 New
Osaic Holdings
129
Osaic Holdings
Arizona
$4K +$3.3K +330 New
BCA
130
Berman Capital Advisors
Georgia
$3K – – –
PWPS
131
Pinnacle Wealth Planning Services
Ohio
$3K +$2.33K +233 New
PFBT
132
Parkside Financial Bank & Trust
Missouri
$2K +$990 +99 +87%
VCM
133
Versant Capital Management
Arizona
$2K +$1.26K +126 +148%
Walleye Capital
134
Walleye Capital
New York
$675 +$595K +59,514 New
AIG
135
American International Group
New York
$234 -$5.09K -509 -2%
BGIM
136
Brandywine Global Investment Management
Pennsylvania
– -$1.68M -204,215 Closed
GCP
137
GSA Capital Partners
United Kingdom
– -$691K -84,202 Closed
Swiss National Bank
138
Swiss National Bank
Switzerland
– -$564K -68,700 Closed
AL
139
AJO LP
Pennsylvania
– -$548K -66,769 Closed
WCM
140
Weld Capital Management
New York
– -$217K -26,466 Closed
UBS AM
141
UBS AM
Illinois
– -$174K -21,209 Closed
BCM
142
BHZ Capital Management
California
– -$129K -15,721 Closed
Grantham, Mayo, Van Otterloo & Co (GMO)
143
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
– -$92K -11,200 Closed
PP
144
Paloma Partners
Connecticut
– -$86K -10,485 Closed
Zurich Cantonal Bank
145
Zurich Cantonal Bank
Switzerland
– -$86K -10,437 Closed
SAM
146
Shell Asset Management
Netherlands
– -$23K -2,839 Closed
GT
147
Glenmede Trust
Pennsylvania
– -$6K -766 Closed
US Bancorp
148
US Bancorp
Minnesota
– -$1K -135 Closed
QCG
149
Quadrant Capital Group
Ohio
– -$1K -123 Closed
PA
150
Parallel Advisors
California
– -$1K -98 Closed
3 4 5
6
7

HAFC Hedge Fund Activity: Q4 2020 in Review

136 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Hanmi Financial (HAFC) for Q4 2020, worth a combined $297M — up 35% from $221M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new HAFC positions and 15 closed out — a net gain of 4 holders — while 53 added to existing stakes and 47 trimmed.

The largest buyer was Kennedy Capital Management, opening a new position worth an estimated $3.11M. The largest seller was Fidelity Investments, cutting an estimated $4.59M.

  • 136 institutional investors held Hanmi Financial (HAFC) as of Q4 2020, up from 132 in Q3 2020.
  • Funds reported $297M of Hanmi Financial stock for Q4 2020, up 35% quarter-over-quarter.
  • 19 funds opened new Hanmi Financial positions in Q4 2020 and 15 closed out, a net change of +4 holders.
  • The largest Hanmi Financial buyer in Q4 2020 was Kennedy Capital Management, an estimated $3.11M added.
  • The largest Hanmi Financial seller in Q4 2020 was Fidelity Investments, an estimated $4.59M sold.

Based on aggregated 13F filings for Q4 2020.