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Hanmi Financial
HAFC

146 hedge funds and large institutions have $590M invested in Hanmi Financial in 2019 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 44 increasing their positions, 48 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 12

7% more capital invested

Capital invested by funds: $552M → $590M (+$37.5M)

4% more funds holding

Funds holding: 140 → 146 (+6)

1.46% more ownership

Funds ownership: 88.22% → 89.68% (+1.5%)

8% less repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 48

Holders
146
Holders Change
+6
Holders Change %
+4.29%
% of All Funds
3.16%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
19
Increased
44
Reduced
48
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$10.8M
2
KIM
Kestrel Investment Management
California
+$3.65M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$3.38M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$3.32M
5
TA
Teachers Advisors
New York
+$3.11M

Top Sellers

1
WHG
Westwood Holdings Group
Texas
-$19.4M
2
Northern Trust
Northern Trust
Illinois
-$4.67M
3
BlackRock
BlackRock
New York
-$3.33M
4
Prudential Financial
Prudential Financial
New Jersey
-$2.28M
5
State Street
State Street
Massachusetts
-$1.48M
Name Holding Trade Value Shares
Change 		Change in
Stake
US Bancorp
126
US Bancorp
Minnesota
$12K – – –
SWA
127
Sutton Wealth Advisors
Florida
$11.9K – – –
Nisa Investment Advisors
128
Nisa Investment Advisors
Missouri
$8K – – –
TRCT
129
Tower Research Capital (TRC)
New York
$7K -$34K -1,565 -82%
PA
130
Parallel Advisors
California
$6K -$4.13K -190 -41%
QCG
131
Quadrant Capital Group
Ohio
$6K – – –
AQA
132
Alpha Quant Advisors
Texas
$6K +$6.44K +296 New
BCA
133
Berman Capital Advisors
Georgia
$5K – – –
WAM
134
Wealthspire Advisors (Maryland)
Maryland
$3K – – –
Rockefeller Capital Management
135
Rockefeller Capital Management
New York
$3K +$2.7K +124 New
CAM
136
Cresset Asset Management
Illinois
$2K – – –
SFSIG
137
San Francisco Sentry Investment Group
California
$2K – – –
GAM
138
Gemmer Asset Management
California
$1K +$935 +43 New
PCP
139
Proficio Capital Partners
Massachusetts
$1K +$935 +43 New
HGWM
140
Harvest Group Wealth Management
Massachusetts
$1K +$1.37K +63 New
GT
141
Glenmede Trust
Pennsylvania
$8 -$1.33K -61 -13%
WHG
142
Westwood Holdings Group
Texas
– -$19.4M -985,260 Closed
American Century Companies
143
American Century Companies
Missouri
– -$1.4M -71,166 Closed
IA
144
IndexIQ Advisors
New York
– -$1.35M -68,349 Closed
Two Sigma Investments
145
Two Sigma Investments
New York
– -$1M -50,997 Closed
MAM
146
Martingale Asset Management
Massachusetts
– -$727K -36,900 Closed
KTA
147
Keeley-Teton Advisors
Illinois
– -$623K -31,616 Closed
OTPPB
148
Ontario Teachers' Pension Plan Board
Ontario, Canada
– -$429K -21,794 Closed
SRAM
149
Stone Ridge Asset Management
New York
– -$373K -18,920 Closed
Squarepoint
150
Squarepoint
New York
– -$300K -15,224 Closed
3 4 5
6
7

HAFC Hedge Fund Activity: Q1 2019 in Review

146 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Hanmi Financial (HAFC) for Q1 2019, worth a combined $590M — up 6.8% from $552M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new HAFC positions and 12 closed out — a net gain of 7 holders — while 44 added to existing stakes and 48 trimmed.

The largest buyer was Massachusetts Financial Services, adding an estimated $10.8M. The largest seller was Westwood Holdings Group, exiting entirely with an estimated $19.4M sold.

  • 146 institutional investors held Hanmi Financial (HAFC) as of Q1 2019, up from 140 in Q4 2018.
  • Funds reported $590M of Hanmi Financial stock for Q1 2019, up 6.8% quarter-over-quarter.
  • 19 funds opened new Hanmi Financial positions in Q1 2019 and 12 closed out, a net change of +7 holders.
  • The largest Hanmi Financial buyer in Q1 2019 was Massachusetts Financial Services, an estimated $10.8M added.
  • The largest Hanmi Financial seller in Q1 2019 was Westwood Holdings Group, an estimated $19.4M sold.

Based on aggregated 13F filings for Q1 2019.