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Hanmi Financial
HAFC

136 hedge funds and large institutions have $297M invested in Hanmi Financial in 2020 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 53 increasing their positions, 47 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

10,300% more call options, than puts

Call options by funds: $104K | Put options by funds: $1K

35% more capital invested

Capital invested by funds: $221M → $297M (+$76.3M)

27% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 15

13% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 47

3% more funds holding

Funds holding: 132 → 136 (+4)

2.27% less ownership

Funds ownership: 87.71% → 85.45% (-2.3%)

Holders
136
Holders Change
+4
Holders Change %
+3.03%
% of All Funds
2.41%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
19
Increased
53
Reduced
47
Closed
15
Calls
$104K
Puts
$1K
Net Calls
+$103K
Net Calls Change
+$297K

Top Buyers

1
KCM
Kennedy Capital Management
Missouri
+$3.11M
2
EC
EJF Capital
Virginia
+$2.7M
3
JP Morgan Chase
JP Morgan Chase
New York
+$1.37M
4
MSL
Mackay Shields LLC
New York
+$1.23M
5
Acadian Asset Management
Acadian Asset Management
Massachusetts
+$849K

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$4.59M
2
State of New Jersey Common Pension Fund D
State of New Jersey Common Pension Fund D
New Jersey
-$1.96M
3
Renaissance Technologies
Renaissance Technologies
New York
-$1.68M
4
BGIM
Brandywine Global Investment Management
Pennsylvania
-$1.68M
5
Invesco
Invesco
Georgia
-$1.67M
Name Holding Trade Value Shares
Change 		Change in
Stake
OPERF
101
Oregon Public Employees Retirement Fund
Oregon
$142K -$1.93K -193 -2%
First Trust Advisors
102
First Trust Advisors
Illinois
$138K +$9.18K +918 +8%
RA
103
Royce & Associates
New York
$134K – – –
CS
104
Credit Suisse
Switzerland
$133K -$93.8K -9,378 -45%
MSA
105
Mason Street Advisors
Wisconsin
$130K -$460 -46 -0.4%
AG
106
Aperio Group
California
$127K -$44.6K -4,461 -28%
MLICM
107
Metropolitan Life Insurance Company (MetLife)
New York
$117K – – –
TRSOTSOK
108
Teachers Retirement System of the State of Kentucky
Kentucky
$113K – – –
Bank of Montreal
109
Bank of Montreal
Ontario, Canada
$108K +$48.5K +4,846 +125%
BNP Paribas Financial Markets
110
BNP Paribas Financial Markets
France
$94K +$7.39K +739 +10%
Citigroup
111
Citigroup
New York
$86K +$52.5K +5,243 +228%
Nisa Investment Advisors
112
Nisa Investment Advisors
Missouri
$65K +$14K +1,400 +33%
Barrow, Hanley, Mewhinney & Strauss
113
Barrow, Hanley, Mewhinney & Strauss
Texas
$63K -$90.7K -9,065 -62%
MOACM
114
Mutual of America Capital Management
New York
$44K +$1.61K +161 +4%
Simplex Trading
115
Simplex Trading
Illinois
$39K +$9.35K +935 +37%
QT
116
Quantbot Technologies
New York
$34K -$21.8K -2,178 -42%
AIP
117
Ameritas Investment Partners
Nebraska
$31K – – –
MAM
118
Meeder Asset Management
Ohio
$27K +$4.17K +417 +21%
PNC Financial Services Group
119
PNC Financial Services Group
Pennsylvania
$25K +$1.55K +155 +7%
TRCT
120
Tower Research Capital (TRC)
New York
$22K -$997K -99,663 -98%
SWA
121
Sutton Wealth Advisors
Florida
$12.6K – – –
Rockefeller Capital Management
122
Rockefeller Capital Management
New York
$11K – – –
FPS
123
Fieldpoint Private Securities
Connecticut
$11K +$9.45K +945 New
FTDI
124
First Trust Direct Indexing
Massachusetts
$8K +$6.71K +671 New
LWCFA
125
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$7K +$5.91K +591 New
3 4
5
6 7

HAFC Hedge Fund Activity: Q4 2020 in Review

136 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Hanmi Financial (HAFC) for Q4 2020, worth a combined $297M — up 35% from $221M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new HAFC positions and 15 closed out — a net gain of 4 holders — while 53 added to existing stakes and 47 trimmed.

The largest buyer was Kennedy Capital Management, opening a new position worth an estimated $3.11M. The largest seller was Fidelity Investments, cutting an estimated $4.59M.

  • 136 institutional investors held Hanmi Financial (HAFC) as of Q4 2020, up from 132 in Q3 2020.
  • Funds reported $297M of Hanmi Financial stock for Q4 2020, up 35% quarter-over-quarter.
  • 19 funds opened new Hanmi Financial positions in Q4 2020 and 15 closed out, a net change of +4 holders.
  • The largest Hanmi Financial buyer in Q4 2020 was Kennedy Capital Management, an estimated $3.11M added.
  • The largest Hanmi Financial seller in Q4 2020 was Fidelity Investments, an estimated $4.59M sold.

Based on aggregated 13F filings for Q4 2020.