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Hanmi Financial
HAFC

129 hedge funds and large institutions have $543M invested in Hanmi Financial in 2019 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 47 increasing their positions, 44 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 11

7% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 44

5% more capital invested

Capital invested by funds: $518M → $543M (+$24.9M)

0% more funds holding

Funds holding: 129 → 129 (0)

1.89% less ownership

Funds ownership: 89.24% → 87.35% (-1.9%)

55% less call options, than puts

Call options by funds: $5K | Put options by funds: $11K

Holders
129
Holders Change
–
Holders Change %
0%
% of All Funds
2.54%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
47
Reduced
44
Closed
11
Calls
$5K
Puts
$11K
Net Calls
-$6K
Net Calls Change
+$4K

Top Buyers

1
FP
Foundry Partners
Minnesota
+$4.52M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$2.31M
3
Morgan Stanley
Morgan Stanley
New York
+$1.89M
4
Millennium Management
Millennium Management
New York
+$1.62M
5
BlackRock
BlackRock
New York
+$1.14M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$13.6M
2
JP Morgan Chase
JP Morgan Chase
New York
-$5.24M
3
RA
Royce & Associates
New York
-$1.46M
4
N
Nuveen
North Carolina
-$1.29M
5
MSL
Mackay Shields LLC
New York
-$1.21M
Name Holding Trade Value Shares
Change 		Change in
Stake
California State Teachers Retirement System (CalSTRS)
51
California State Teachers Retirement System (CalSTRS)
California
$917K -$26.3K -1,365 -3%
BCM
52
BHZ Capital Management
California
$881K -$52.8K -2,733 -6%
GC
53
Guggenheim Capital
Illinois
$865K – – –
Citigroup
54
Citigroup
New York
$806K +$157K +8,147 +25%
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
55
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$769K +$742K +38,461 New
Canada Life
56
Canada Life
Manitoba, Canada
$768K -$35.6K -1,846 -5%
KBC Group
57
KBC Group
Belgium
$750K – – –
CS
58
Credit Suisse
Switzerland
$723K +$249K +12,890 +55%
Russell Investments Group
59
Russell Investments Group
United Kingdom
$694K +$321K +16,635 +91%
SO
60
STRS Ohio
Ohio
$683K +$660K +34,199 +3,419,900%
AG
61
Aperio Group
California
$662K +$182K +9,441 +40%
Thrivent Financial for Lutherans
62
Thrivent Financial for Lutherans
Minnesota
$661K +$159K +8,212 +33%
Bank of America
63
Bank of America
North Carolina
$642K -$195K -10,099 -24%
UBS Group
64
UBS Group
Switzerland
$628K +$87.1K +4,513 +17%
Two Sigma Advisers
65
Two Sigma Advisers
New York
$589K -$156K -8,100 -22%
CANY
66
Caxton Associates (New York)
New York
$551K +$532K +27,579 New
Citadel Advisors
67
Citadel Advisors
Florida
$547K -$1.17M -60,589 -69%
First Trust Advisors
68
First Trust Advisors
Illinois
$547K -$15.9K -825 -3%
SG Americas Securities
69
SG Americas Securities
New York
$540K +$53.4K +2,765 +11%
Ensign Peak Advisors
70
Ensign Peak Advisors
Utah
$540K +$521K +27,000 New
New York State Common Retirement Fund
71
New York State Common Retirement Fund
New York
$524K -$98.4K -5,100 -16%
Comerica Bank
72
Comerica Bank
Texas
$502K +$77 +4 +0%
UBS AM
73
UBS AM
Illinois
$502K -$1.56K -81 -0.3%
SOADOR
74
State of Alaska Department of Revenue
Alaska
$469K -$5.13K -266 -1%
SEI Investments
75
SEI Investments
Pennsylvania
$452K -$42.5K -2,200 -9%
1 2
3
4 5

HAFC Hedge Fund Activity: Q4 2019 in Review

129 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Hanmi Financial (HAFC) for Q4 2019, worth a combined $543M — up 4.8% from $518M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new HAFC positions and 11 closed out — a net gain of 5 holders — while 47 added to existing stakes and 44 trimmed.

The largest buyer was Foundry Partners, opening a new position worth an estimated $4.52M. The largest seller was Fidelity Investments, cutting an estimated $13.6M.

  • 129 institutional investors held Hanmi Financial (HAFC) as of Q4 2019, unchanged from Q3 2019.
  • Funds reported $543M of Hanmi Financial stock for Q4 2019, up 4.8% quarter-over-quarter.
  • 16 funds opened new Hanmi Financial positions in Q4 2019 and 11 closed out, a net change of +5 holders.
  • The largest Hanmi Financial buyer in Q4 2019 was Foundry Partners, an estimated $4.52M added.
  • The largest Hanmi Financial seller in Q4 2019 was Fidelity Investments, an estimated $13.6M sold.

Based on aggregated 13F filings for Q4 2019.