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Hanmi Financial
HAFC

158 hedge funds and large institutions have $435M invested in Hanmi Financial in 2023 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 64 increasing their positions, 59 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

2,567% more call options, than puts

Call options by funds: $80K | Put options by funds: $3K

14% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 14

9% more capital invested

Capital invested by funds: $400M → $435M (+$34.8M)

8% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 59

1% more funds holding

Funds holding: 157 → 158 (+1)

0.1% more ownership

Funds ownership: 87.79% → 87.89% (+0.1%)

Holders
158
Holders Change
+1
Holders Change %
+0.64%
% of All Funds
2.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
64
Reduced
59
Closed
14
Calls
$80K
Puts
$3K
Net Calls
+$77K
Net Calls Change
+$41K

Top Buyers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$2.84M
2
Assenagon Asset Management
Assenagon Asset Management
Luxembourg
+$2.61M
3
AQR Capital Management
AQR Capital Management
Connecticut
+$2.52M
4
Millennium Management
Millennium Management
New York
+$1.31M
5
Goldman Sachs
Goldman Sachs
New York
+$1.21M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$4.09M
2
Invesco
Invesco
Georgia
-$3.84M
3
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$3.34M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$1.83M
5
Citadel Advisors
Citadel Advisors
Florida
-$1.14M
Name Holding Trade Value Shares
Change 		Change in
Stake
D.E. Shaw & Co
26
D.E. Shaw & Co
New York
$3.3M +$405K +23,441 +13%
JP Morgan Chase
27
JP Morgan Chase
New York
$2.92M +$526K +30,474 +20%
Principal Financial Group
28
Principal Financial Group
Iowa
$2.68M -$159K -9,179 -5%
Arrowstreet Capital
29
Arrowstreet Capital
Massachusetts
$2.67M +$2.84M +164,199 New
N
30
Nuveen
North Carolina
$2.55M +$434K +25,102 +19%
Two Sigma Investments
31
Two Sigma Investments
New York
$2.3M +$219K +12,677 +10%
Invesco
32
Invesco
Georgia
$2.23M -$3.84M -222,451 -62%
Two Sigma Advisers
33
Two Sigma Advisers
New York
$2.12M +$36.3K +2,100 +2%
AG
34
Algert Global
California
$2.06M -$32.3K -1,870 -1%
Acadian Asset Management
35
Acadian Asset Management
Massachusetts
$1.84M – – –
RhumbLine Advisers
36
RhumbLine Advisers
Massachusetts
$1.53M -$11.6K -674 -0.7%
Bank of America
37
Bank of America
North Carolina
$1.51M +$406K +23,514 +34%
Legal & General Group
38
Legal & General Group
United Kingdom
$1.35M +$111K +6,403 +8%
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
39
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$1.32M -$713K -41,300 -34%
Prudential Financial
40
Prudential Financial
New Jersey
$1.25M -$963K -55,744 -42%
RC
41
RBF Capital
California
$1.22M – – –
PU
42
Petiole USA
New York
$1.16M – – –
Barclays
43
Barclays
United Kingdom
$1.14M +$185K +10,720 +18%
CSS
44
Cubist Systematic Strategies
Connecticut
$1.13M +$62K +3,591 +5%
Swiss National Bank
45
Swiss National Bank
Switzerland
$1.09M +$24.2K +1,400 +2%
T. Rowe Price Associates
46
T. Rowe Price Associates
Maryland
$958K +$123K +7,117 +14%
CAM
47
Cresset Asset Management
Illinois
$936K +$148K +8,592 +18%
Macquarie Group
48
Macquarie Group
Australia
$922K – – –
EF
49
Empowered Funds
Pennsylvania
$878K +$327K +18,947 +54%
TI
50
Trexquant Investment
Connecticut
$878K -$468K -27,112 -33%
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HAFC Hedge Fund Activity: Q3 2023 in Review

158 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Hanmi Financial (HAFC) for Q3 2023, worth a combined $435M — up 8.7% from $400M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new HAFC positions and 14 closed out — a net gain of 2 holders — while 64 added to existing stakes and 59 trimmed.

The largest buyer was Arrowstreet Capital, opening a new position worth an estimated $2.84M. The largest seller was Fidelity Investments, cutting an estimated $4.09M.

  • 158 institutional investors held Hanmi Financial (HAFC) as of Q3 2023, up from 157 in Q2 2023.
  • Funds reported $435M of Hanmi Financial stock for Q3 2023, up 8.7% quarter-over-quarter.
  • 16 funds opened new Hanmi Financial positions in Q3 2023 and 14 closed out, a net change of +2 holders.
  • The largest Hanmi Financial buyer in Q3 2023 was Arrowstreet Capital, an estimated $2.84M added.
  • The largest Hanmi Financial seller in Q3 2023 was Fidelity Investments, an estimated $4.09M sold.

Based on aggregated 13F filings for Q3 2023.