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Hanmi Financial
HAFC

129 hedge funds and large institutions have $543M invested in Hanmi Financial in 2019 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 47 increasing their positions, 44 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 11

7% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 44

5% more capital invested

Capital invested by funds: $518M → $543M (+$24.9M)

0% more funds holding

Funds holding: 129 → 129 (0)

1.89% less ownership

Funds ownership: 89.24% → 87.35% (-1.9%)

55% less call options, than puts

Call options by funds: $5K | Put options by funds: $11K

Holders
129
Holders Change
–
Holders Change %
0%
% of All Funds
2.54%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
47
Reduced
44
Closed
11
Calls
$5K
Puts
$11K
Net Calls
-$6K
Net Calls Change
+$4K

Top Buyers

1
FP
Foundry Partners
Minnesota
+$4.52M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$2.31M
3
Morgan Stanley
Morgan Stanley
New York
+$1.89M
4
Millennium Management
Millennium Management
New York
+$1.62M
5
BlackRock
BlackRock
New York
+$1.14M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$13.6M
2
JP Morgan Chase
JP Morgan Chase
New York
-$5.24M
3
RA
Royce & Associates
New York
-$1.46M
4
N
Nuveen
North Carolina
-$1.29M
5
MSL
Mackay Shields LLC
New York
-$1.21M
Name Holding Trade Value Shares
Change 		Change in
Stake
Charles Schwab
26
Charles Schwab
California
$3.77M +$94.2K +4,882 +3%
QI
27
QS Investors
New York
$3.56M -$54.5K -2,822 -2%
AllianceBernstein
28
AllianceBernstein
Tennessee
$3.37M -$88.8K -4,600 -3%
Goldman Sachs
29
Goldman Sachs
New York
$3.3M +$447K +23,173 +16%
BCM
30
Bridgeway Capital Management
Texas
$3.24M +$147K +7,600 +5%
Arrowstreet Capital
31
Arrowstreet Capital
Massachusetts
$2.97M +$335K +17,369 +13%
RhumbLine Advisers
32
RhumbLine Advisers
Massachusetts
$2.56M +$83.2K +4,312 +3%
BGIM
33
Brandywine Global Investment Management
Pennsylvania
$2.42M +$264K +13,702 +13%
MSL
34
Mackay Shields LLC
New York
$2.33M -$1.21M -62,900 -35%
PPA
35
Parametric Portfolio Associates
Washington
$2.33M +$393K +20,354 +21%
RC
36
RBF Capital
California
$1.86M – – –
D.E. Shaw & Co
37
D.E. Shaw & Co
New York
$1.85M +$184K +9,534 +12%
Millennium Management
38
Millennium Management
New York
$1.68M +$1.62M +84,067 New
Squarepoint
39
Squarepoint
New York
$1.61M +$612K +31,721 +65%
Legal & General Group
40
Legal & General Group
United Kingdom
$1.61M +$93.3K +4,833 +6%
Victory Capital Management
41
Victory Capital Management
Texas
$1.48M +$293K +15,175 +26%
Public Sector Pension Investment Board (PSP Investments)
42
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$1.39M -$180K -9,300 -12%
WG
43
Winton Group
United Kingdom
$1.2M +$944K +48,918 +446%
Swiss National Bank
44
Swiss National Bank
Switzerland
$1.18M +$32.8K +1,700 +3%
California Public Employees Retirement System
45
California Public Employees Retirement System
California
$1.17M -$54.5K -2,826 -5%
Wells Fargo
46
Wells Fargo
California
$1.16M +$47.1K +2,439 +4%
PI
47
PineBridge Investments
New York
$1.14M -$518K -26,854 -32%
Macquarie Group
48
Macquarie Group
Australia
$1.14M – – –
VOYA Investment Management
49
VOYA Investment Management
Georgia
$931K +$34.9K +1,806 +4%
Barclays
50
Barclays
United Kingdom
$920K +$198K +10,282 +29%
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HAFC Hedge Fund Activity: Q4 2019 in Review

129 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Hanmi Financial (HAFC) for Q4 2019, worth a combined $543M — up 4.8% from $518M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new HAFC positions and 11 closed out — a net gain of 5 holders — while 47 added to existing stakes and 44 trimmed.

The largest buyer was Foundry Partners, opening a new position worth an estimated $4.52M. The largest seller was Fidelity Investments, cutting an estimated $13.6M.

  • 129 institutional investors held Hanmi Financial (HAFC) as of Q4 2019, unchanged from Q3 2019.
  • Funds reported $543M of Hanmi Financial stock for Q4 2019, up 4.8% quarter-over-quarter.
  • 16 funds opened new Hanmi Financial positions in Q4 2019 and 11 closed out, a net change of +5 holders.
  • The largest Hanmi Financial buyer in Q4 2019 was Foundry Partners, an estimated $4.52M added.
  • The largest Hanmi Financial seller in Q4 2019 was Fidelity Investments, an estimated $13.6M sold.

Based on aggregated 13F filings for Q4 2019.