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FlexShares Global Upstream Natural Resources Index Fund

55 hedge funds and large institutions have $1.51B invested in FlexShares Global Upstream Natural Resources Index Fund in 2015 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 16 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

31% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 16

0.74% less ownership

Funds ownership: 95.78%95.04% (-0.74%)

9% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 11

2% less funds holding

Funds holding: 5655 (-1)

14% less capital invested

Capital invested by funds: $1.76B → $1.51B (-$254M)

Holders
55
Holders Change
-1
Holders Change %
-1.79%
% of All Funds
1.44%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
10
Increased
21
Reduced
16
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OMC
26
Old Mission Capital
Illinois
$927K +$1.03M +41,664 New
FIG
27
Fusion Investment Group
Pennsylvania
$704K +$16.6K +675 +2%
LPL Financial
28
LPL Financial
California
$662K +$276K +11,224 +60%
LNB
29
Ledyard National Bank
$610K -$476K -19,324 -41%
RFS
30
Rockefeller Financial Services
New York
$367K
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$328K +$269K +10,924 +283%
FBNAT
32
FirstMerit Bank N.A. Trustee
Ohio
$299K -$11.6K -472 -3%
CFA
33
Camarda Financial Advisors
Florida
$269K +$297K +12,082 New
SFA
34
Sequoia Financial Advisors
Ohio
$252K +$13.7K +555 +5%
LS
35
Lattice Strategies
Pennsylvania
$250K -$446K -18,130 -62%
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$221K +$38.7K +1,571 +19%
TFF
37
The Family Firm
Maryland
$216K -$911 -37 -0.4%
ST
38
Sabal Trust
Florida
$210K +$233K +9,445 New
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$189K +$127K +5,150 +154%
CPIG
40
Chicago Partners Investment Group
Illinois
$60K
US Bancorp
41
US Bancorp
Minnesota
$40K
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$34K -$29.7K -1,208 -44%
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$33K -$117K -4,759 -76%
MFS
44
MSI Financial Services
Massachusetts
$31K +$17.2K +700 +104%
IA
45
IFP Advisors
Florida
$22K +$24.4K +990 New
BCI
46
Brinker Capital Investments
Pennsylvania
$17K
AA
47
Apriem Advisors
California
$8K -$16.3K -660 -64%
AIG
48
American International Group
New York
$8K +$3.1K +126 +61%
Bank of Montreal
49
Bank of Montreal
Ontario, Canada
$7K -$346K -14,058 -98%
Creative Planning
50
Creative Planning
Kansas
$7K

GUNR Hedge Fund Activity: Q4 2015 in Review

55 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in FlexShares Global Upstream Natural Resources Index Fund (GUNR) for Q4 2015, worth a combined $1.51B — down 14% from $1.76B a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of GUNR and 10 opened new positions — a net loss of 1 holder — while 16 trimmed existing stakes and 21 added.

The largest buyer was QS Investors, adding an estimated $21.9M. The largest seller was Northern Trust, cutting an estimated $243M.

  • 55 institutional investors held FlexShares Global Upstream Natural Resources Index Fund (GUNR) as of Q4 2015, down from 56 in Q3 2015.
  • Funds reported $1.51B of FlexShares Global Upstream Natural Resources Index Fund stock for Q4 2015, down 14% quarter-over-quarter.
  • 10 funds opened new FlexShares Global Upstream Natural Resources Index Fund positions in Q4 2015 and 11 closed out, a net change of -1 holder.
  • The largest FlexShares Global Upstream Natural Resources Index Fund buyer in Q4 2015 was QS Investors, an estimated $21.9M added.
  • The largest FlexShares Global Upstream Natural Resources Index Fund seller in Q4 2015 was Northern Trust, an estimated $243M sold.

Based on aggregated 13F filings for Q4 2015.