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FlexShares Global Upstream Natural Resources Index Fund

63 hedge funds and large institutions have $2.45B invested in FlexShares Global Upstream Natural Resources Index Fund in 2014 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 14 increasing their positions, 17 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 15

9% more funds holding

Funds holding: 5863 (+5)

0.18% less ownership

Funds ownership: 97.25%97.07% (-0.18%)

15% less capital invested

Capital invested by funds: $2.89B → $2.45B (-$440M)

18% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 17

Holders
63
Holders Change
+5
Holders Change %
+8.62%
% of All Funds
1.68%
Holding in Top 10
3
Holding in Top 10 Change
+3
Holding in Top 10 Change %
% of All Funds
0.08%
New
21
Increased
14
Reduced
17
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$2.1B -$314M -9,645,285 -12%
VA
2
Valmark Advisers
Ohio
$142M +$37.1M +1,141,390 +33%
ID
3
Integral Derivatives
New York
$42.1M +$4.48M +137,613 New
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$31M +$32.9M +1,011,289 New
Goldman Sachs
5
Goldman Sachs
New York
$27.3M +$29M +891,625 New
TAT
6
TD Ameritrade Trust
Colorado
$14.3M +$4.41M +135,498 +41%
DCC
7
Dow Chemical Company
Michigan
$13.1M
BCI
8
Brinker Capital Investments
Pennsylvania
$13M +$13.7M +421,913 +36,185%
QI
9
QS Investors
New York
$9.75M +$7.12M +218,753 +220%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$6.69M +$7.1M +218,076 +43,703%
Bank of America
11
Bank of America
North Carolina
$4.91M +$2.59M +79,607 +98%
CS
12
Credit Suisse
Switzerland
$4.59M +$4.88M +150,000 New
OMC
13
Old Mission Capital
Illinois
$3.94M +$4.19M +128,644 New
Jane Street
14
Jane Street
New York
$3.73M +$3.96M +121,645 New
LNB
15
Ledyard National Bank
$3.43M +$382K +11,727 +12%
Deutsche Bank
16
Deutsche Bank
Germany
$3.09M +$486K +14,945 +17%
LS
17
Lattice Strategies
Pennsylvania
$2.57M +$2.01M +61,800 +280%
UBS Group
18
UBS Group
Switzerland
$2.48M +$2.63M +80,876 New
CCWA
19
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$2.38M -$75.7K -2,327 -3%
Morgan Stanley
20
Morgan Stanley
New York
$2.33M -$6.76M -207,743 -73%
MWP
21
Moller Wealth Partners
$2.08M +$2.21M +67,986 New
LFG
22
LifePlan Financial Group
Ohio
$1.47M -$273K -8,393 -15%
Citigroup
23
Citigroup
New York
$1.31M +$287K +8,819 +26%
FBNAT
24
FirstMerit Bank N.A. Trustee
Ohio
$1.21M -$448K -13,765 -26%
NPA
25
Nichols & Pratt Advisers
Massachusetts
$1.15M

GUNR Hedge Fund Activity: Q4 2014 in Review

63 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in FlexShares Global Upstream Natural Resources Index Fund (GUNR) for Q4 2014, worth a combined $2.45B — down 15% from $2.89B a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new GUNR positions and 15 closed out — a net gain of 6 holders — while 14 added to existing stakes and 17 trimmed.

The largest buyer was Valmark Advisers, adding an estimated $37.1M. The largest seller was Northern Trust, cutting an estimated $314M.

  • 63 institutional investors held FlexShares Global Upstream Natural Resources Index Fund (GUNR) as of Q4 2014, up from 58 in Q3 2014.
  • Funds reported $2.45B of FlexShares Global Upstream Natural Resources Index Fund stock for Q4 2014, down 15% quarter-over-quarter.
  • 21 funds opened new FlexShares Global Upstream Natural Resources Index Fund positions in Q4 2014 and 15 closed out, a net change of +6 holders.
  • The largest FlexShares Global Upstream Natural Resources Index Fund buyer in Q4 2014 was Valmark Advisers, an estimated $37.1M added.
  • The largest FlexShares Global Upstream Natural Resources Index Fund seller in Q4 2014 was Northern Trust, an estimated $314M sold.

Based on aggregated 13F filings for Q4 2014.