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FlexShares Global Upstream Natural Resources Index Fund

139 hedge funds and large institutions have $2.68B invested in FlexShares Global Upstream Natural Resources Index Fund in 2020 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 28 increasing their positions, 71 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed

4.08% less ownership

Funds ownership: 92.98%88.89% (-4.1%)

15% less funds holding

Funds holding: 163139 (-24)

44% less funds holding in top 10

Funds holding in top 10: 1810 (-8)

48% less capital invested

Capital invested by funds: $5.13B → $2.68B (-$2.45B)

51% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 39

61% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 71

Holders
139
Holders Change
-24
Holders Change %
-14.72%
% of All Funds
3.06%
Holding in Top 10
10
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-44.44%
% of All Funds
0.22%
New
19
Increased
28
Reduced
71
Closed
39
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$2.2B -$448M -15,482,822 -14%
VA
2
Valmark Advisers
Ohio
$115M -$25.6M -884,885 -15%
MFM
3
MD Financial Management
Ontario, Canada
$60.4M -$9.81M -339,118 -11%
NB
4
NBT Bank
New York
$31.1M +$1.94M +66,985 +5%
MWP
5
Moller Wealth Partners
$23.3M +$12.1M +416,735 +68%
COI
6
Connable Office Inc
Michigan
$21.8M -$3.75M -129,509 -12%
Morgan Stanley
7
Morgan Stanley
New York
$13.8M -$54.1K -1,871 -0.3%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$12.9M +$14.9M +515,120 +901%
LFA
9
Landmark Financial Advisors
Kentucky
$12.8M -$1.11M -38,445 -7%
Fidelity Investments
10
Fidelity Investments
Massachusetts
$12.6M -$426M -14,737,612 -96%
LSAG
11
Lake Street Advisors Group
New Hampshire
$11.5M -$17.7M -612,569 -54%
CNC
12
Citizens & Northern Corp
Pennsylvania
$11.1M +$2.58M +89,340 +22%
VM
13
VPR Management
Texas
$10.3M +$3.71M +128,100 +39%
Citadel Advisors
14
Citadel Advisors
Florida
$10M +$9.49M +328,183 +281%
LFG
15
Larson Financial Group
Missouri
$6.82M -$2.81M -97,060 -24%
HT
16
HAP Trading
New York
$6.54M +$8.4M +290,422 New
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$6.22M -$6.32M -218,354 -44%
HBT
18
Hills Bank & Trust
Iowa
$5.88M +$723K +24,985 +11%
BCI
19
Brinker Capital Investments
Pennsylvania
$5.3M -$6.95M -240,070 -50%
PFA
20
Pure Financial Advisors
California
$5M +$6.42M +221,790 New
VCM
21
Versant Capital Management
Arizona
$4.83M -$7.62M -263,233 -55%
PFA
22
Pathway Financial Advisors
Vermont
$4.63M +$106K +3,652 +2%
FA
23
FDx Advisors
Illinois
$4.4M -$626K -21,643 -10%
LPL Financial
24
LPL Financial
California
$4.19M -$2.23M -77,039 -29%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$4.1M -$2.29M -79,222 -30%

GUNR Hedge Fund Activity: Q1 2020 in Review

139 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in FlexShares Global Upstream Natural Resources Index Fund (GUNR) for Q1 2020, worth a combined $2.68B — down 48% from $5.13B a quarter earlier.

Sellers outnumbered buyers: 39 funds closed out of GUNR and 19 opened new positions — a net loss of 20 holders — while 71 trimmed existing stakes and 28 added.

The largest buyer was Susquehanna International Group, adding an estimated $14.9M. The largest seller was Northern Trust, cutting an estimated $448M.

  • 139 institutional investors held FlexShares Global Upstream Natural Resources Index Fund (GUNR) as of Q1 2020, down from 163 in Q4 2019.
  • Funds reported $2.68B of FlexShares Global Upstream Natural Resources Index Fund stock for Q1 2020, down 48% quarter-over-quarter.
  • 19 funds opened new FlexShares Global Upstream Natural Resources Index Fund positions in Q1 2020 and 39 closed out, a net change of -20 holders.
  • The largest FlexShares Global Upstream Natural Resources Index Fund buyer in Q1 2020 was Susquehanna International Group, an estimated $14.9M added.
  • The largest FlexShares Global Upstream Natural Resources Index Fund seller in Q1 2020 was Northern Trust, an estimated $448M sold.

Based on aggregated 13F filings for Q1 2020.