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FlexShares Global Upstream Natural Resources Index Fund

58 hedge funds and large institutions have $2.89B invested in FlexShares Global Upstream Natural Resources Index Fund in 2014 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 20 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 6

82% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 11

16% more funds holding

Funds holding: 5058 (+8)

0.29% more ownership

Funds ownership: 96.96%97.25% (+0.29%)

5% less capital invested

Capital invested by funds: $3.03B → $2.89B (-$141M)

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
58
Holders Change
+8
Holders Change %
+16%
% of All Funds
1.68%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
14
Increased
20
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$2.69B +$99.1M +2,687,927 +4%
VA
2
Valmark Advisers
Ohio
$120M +$6.97M +188,902 +6%
DCC
3
Dow Chemical Company
Michigan
$14.7M
TAT
4
TD Ameritrade Trust
Colorado
$11.3M +$361K +9,801 +3%
Morgan Stanley
5
Morgan Stanley
New York
$9.76M +$2.03M +55,174 +24%
Comerica Bank
6
Comerica Bank
Texas
$5.47M -$809K -21,942 -12%
LNB
7
Ledyard National Bank
$3.45M +$3.07M +83,185 +485%
QI
8
QS Investors
New York
$3.42M +$3.67M +99,513 New
Deutsche Bank
9
Deutsche Bank
Germany
$2.96M -$3.2M -86,718 -50%
Bank of America
10
Bank of America
North Carolina
$2.78M -$549K -14,885 -16%
CCWA
11
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$2.75M -$146K -3,964 -5%
FTI
12
Fiduciary Trust International
Massachusetts
$2.18M +$2.34M +63,370 New
LFG
13
LifePlan Financial Group
Ohio
$1.95M -$5.47M -148,243 -72%
FBNAT
14
FirstMerit Bank N.A. Trustee
Ohio
$1.83M -$64.3K -1,743 -3%
NPA
15
Nichols & Pratt Advisers
Massachusetts
$1.3M
Citigroup
16
Citigroup
New York
$1.17M +$164K +4,457 +15%
US Bancorp
17
US Bancorp
Minnesota
$928K +$212K +5,756 +27%
LPL Financial
18
LPL Financial
California
$912K +$380K +10,296 +62%
SF
19
Synovus Financial
Georgia
$764K
LS
20
Lattice Strategies
Pennsylvania
$760K +$814K +22,080 New
Bank of New York Mellon
21
Bank of New York Mellon
New York
$706K +$511K +13,843 +207%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$685K +$734K +19,891 New
EVM
23
Eaton Vance Management
Massachusetts
$592K +$634K +17,188 New
Wells Fargo
24
Wells Fargo
California
$561K +$319K +8,650 +113%
DAS
25
Dynamic Advisor Solutions
Arizona
$517K +$163K +4,423 +42%

GUNR Hedge Fund Activity: Q3 2014 in Review

58 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in FlexShares Global Upstream Natural Resources Index Fund (GUNR) for Q3 2014, worth a combined $2.89B — down 4.7% from $3.03B a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new GUNR positions and 6 closed out — a net gain of 8 holders — while 20 added to existing stakes and 11 trimmed.

The largest buyer was Northern Trust, adding an estimated $99.1M. The largest seller was LifePlan Financial Group, cutting an estimated $5.47M.

  • 58 institutional investors held FlexShares Global Upstream Natural Resources Index Fund (GUNR) as of Q3 2014, up from 50 in Q2 2014.
  • Funds reported $2.89B of FlexShares Global Upstream Natural Resources Index Fund stock for Q3 2014, down 4.7% quarter-over-quarter.
  • 14 funds opened new FlexShares Global Upstream Natural Resources Index Fund positions in Q3 2014 and 6 closed out, a net change of +8 holders.
  • The largest FlexShares Global Upstream Natural Resources Index Fund buyer in Q3 2014 was Northern Trust, an estimated $99.1M added.
  • The largest FlexShares Global Upstream Natural Resources Index Fund seller in Q3 2014 was LifePlan Financial Group, an estimated $5.47M sold.

Based on aggregated 13F filings for Q3 2014.