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FlexShares Global Upstream Natural Resources Index Fund
GUNR

56 hedge funds and large institutions have $1.76B invested in FlexShares Global Upstream Natural Resources Index Fund in 2015 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 15 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 7

12% more funds holding

Funds holding: 50 → 56 (+6)

0.49% less ownership

Funds ownership: 96.27% → 95.78% (-0.49%)

6% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 16

26% less capital invested

Capital invested by funds: $2.38B → $1.76B (-$620M)

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

Holders
56
Holders Change
+6
Holders Change %
+12%
% of All Funds
1.56%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
13
Increased
15
Reduced
16
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
VA
Valmark Advisers
Ohio
+$11.6M
2
COI
Connable Office Inc
Michigan
+$4.97M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$3.73M
4
LFA
Landmark Financial Advisors
Kentucky
+$2.6M
5
QI
QS Investors
New York
+$2.11M

Top Sellers

1
Northern Trust
Northern Trust
Illinois
-$166M
2
Bank of America
Bank of America
North Carolina
-$2.17M
3
Goldman Sachs
Goldman Sachs
New York
-$700K
4
ST
Sentinel Trust
Texas
-$664K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$495K
Name Holding Trade Value Shares
Change 		Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$1.55B -$166M -6,294,413 -9%
VA
2
Valmark Advisers
Ohio
$128M +$11.6M +441,120 +9%
QI
3
QS Investors
New York
$13.4M +$2.11M +80,149 +16%
COI
4
Connable Office Inc
Michigan
$11.8M +$4.97M +188,344 +60%
DCC
5
Dow Chemical Company
Michigan
$10.1M – – –
TAT
6
TD Ameritrade Trust
Colorado
$9.9M -$94.4K -3,581 -0.8%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$5.45M +$3.73M +141,409 +156%
MWP
8
Moller Wealth Partners
$4.57M +$1.65M +62,525 +47%
UBS Group
9
UBS Group
Switzerland
$3.75M +$83.6K +3,169 +2%
Morgan Stanley
10
Morgan Stanley
New York
$3.49M +$1.33M +50,470 +51%
Bank of America
11
Bank of America
North Carolina
$2.87M -$2.17M -82,179 -40%
LFA
12
Landmark Financial Advisors
Kentucky
$2.31M +$2.6M +98,625 New
Wells Fargo
13
Wells Fargo
California
$1.8M +$1.76M +66,654 +676%
CL
14
CPWM LLC
Washington
$1.41M +$1.59M +60,174 New
LFG
15
LifePlan Financial Group
Ohio
$1.4M -$29.4K -1,114 -2%
Citigroup
16
Citigroup
New York
$1.36M +$55.3K +2,096 +4%
LNB
17
Ledyard National Bank
$1.1M -$115K -4,380 -9%
NPA
18
Nichols & Pratt Advisers
Massachusetts
$885K – – –
Jane Street
19
Jane Street
New York
$845K +$949K +35,987 New
FIG
20
Fusion Investment Group
Pennsylvania
$727K +$164K +6,223 +25%
LS
21
Lattice Strategies
Pennsylvania
$689K +$361K +13,690 +87%
LPL Financial
22
LPL Financial
California
$464K +$30.1K +1,142 +6%
PNC
23
Park National Corp
Ohio
$418K +$110K +4,172 +31%
RFS
24
Rockefeller Financial Services
New York
$387K +$435K +16,500 New
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$338K +$169K +6,395 +80%
1
2 3

GUNR Hedge Fund Activity: Q3 2015 in Review

56 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in FlexShares Global Upstream Natural Resources Index Fund (GUNR) for Q3 2015, worth a combined $1.76B — down 26% from $2.38B a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new GUNR positions and 7 closed out — a net gain of 6 holders — while 15 added to existing stakes and 16 trimmed.

The largest buyer was Valmark Advisers, adding an estimated $11.6M. The largest seller was Northern Trust, cutting an estimated $166M.

  • 56 institutional investors held FlexShares Global Upstream Natural Resources Index Fund (GUNR) as of Q3 2015, up from 50 in Q2 2015.
  • Funds reported $1.76B of FlexShares Global Upstream Natural Resources Index Fund stock for Q3 2015, down 26% quarter-over-quarter.
  • 13 funds opened new FlexShares Global Upstream Natural Resources Index Fund positions in Q3 2015 and 7 closed out, a net change of +6 holders.
  • The largest FlexShares Global Upstream Natural Resources Index Fund buyer in Q3 2015 was Valmark Advisers, an estimated $11.6M added.
  • The largest FlexShares Global Upstream Natural Resources Index Fund seller in Q3 2015 was Northern Trust, an estimated $166M sold.

Based on aggregated 13F filings for Q3 2015.