Rockefeller Financial Services’s Northern Trust Morningstar Global Upstream Natural Resources ETF GUNR Stock Holding History

Rockefeller Financial Services’s Portfolio GUNR Stock Details GUNR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-16,500	Closed	-$514K	–	527
2017 Q3	$514K	Hold	16,500	–	–	0.01%	262
2017 Q2	$471K	Hold	16,500	–	–	0.01%	234
2017 Q1	$486K	Hold	16,500	–	–	0.01%	241
2016 Q4	$473K	Hold	16,500	–	–	0.01%	256
2016 Q3	$454K	Hold	16,500	–	–	0.01%	249
2016 Q2	$435K	Hold	16,500	–	–	0.01%	263
2016 Q1	$399K	Hold	16,500	–	–	0.01%	269
2015 Q4	$367K	Hold	16,500	–	–	0.01%	286
2015 Q3	$387K	Buy	+16,500	New	+$435K	0.01%	274

Other funds holding GUNR

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Valmark Advisers Akron, Ohio $9.42B AUM 17.63% 1-Year Est. Return

MFM

MD Financial Management Ottawa, Ontario, Canada $4.15B AUM 11.74% 1-Year Est. Return

COI

Connable Office Inc Kalamazoo, Michigan $1.14B AUM 24.79% 1-Year Est. Return

LSAG

Lake Street Advisors Group Portsmouth, New Hampshire $2.17B AUM 16.99% 1-Year Est. Return

NBT Bank Norwich, New York $1.51B AUM 24.9% 1-Year Est. Return

LFA

Landmark Financial Advisors Bowling Green, Kentucky $278M AUM 11.67% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $13.1B AUM 28.37% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

Rockefeller Financial Services's GUNR Position: Q4 2017 in Review

Rockefeller Financial Services sold out of Northern Trust Morningstar Global Upstream Natural Resources ETF (GUNR) in Q4 2017, closing a stake of 16,500 shares — an estimated $514K sold.

Rockefeller Financial Services first reported a position in GUNR in Q3 2015 and held it in 9 quarters. The position peaked at $514K in Q3 2017. 99 funds tracked by Wall St. Rank hold GUNR as of Q4 2017.

Rockefeller Financial Services reported no remaining Northern Trust Morningstar Global Upstream Natural Resources ETF position as of Q4 2017 after selling out during the quarter.
Rockefeller Financial Services sold 16,500 Northern Trust Morningstar Global Upstream Natural Resources ETF shares in Q4 2017, an estimated $514K.
Rockefeller Financial Services first reported a position in Northern Trust Morningstar Global Upstream Natural Resources ETF in Q3 2015 and held it in 9 quarters.
Rockefeller Financial Services's Northern Trust Morningstar Global Upstream Natural Resources ETF position peaked at $514K in Q3 2017.
99 funds tracked by Wall St. Rank held Northern Trust Morningstar Global Upstream Natural Resources ETF as of Q4 2017.

Based on Rockefeller Financial Services's 13F filing for Q4 2017, filed 2 Feb 2018.