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GRAF.U

Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U

Delisted

GRAF.U was delisted on the 29th of September, 2020.

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Name Holding Trade Value Shares
Change 		Change in
Stake
OP
1
Omni Partners
United Kingdom
$21.8M +$21.7M +2,173,136 New
WCMNY
2
Westchester Capital Management (New York)
New York
$8.95M +$8.95M +894,467 New
CFIC
3
City Financial Investment Company
United Kingdom
$7.75M +$7.76M +775,000 New
GCL
4
Glazer Capital LLC
New York
$7.28M +$7.28M +727,690 New
CCA
5
Castle Creek Arbitrage
Colorado
$5.73M +$5.73M +573,000 New
PC
6
Periscope Capital
Ontario, Canada
$5.54M +$5.54M +553,900 New
LIM
7
Longfellow Investment Management
Massachusetts
$4.99M +$4.99M +498,200 New
BCM
8
Basso Capital Management
Connecticut
$4.3M +$4.3M +429,606 New
MAM
9
Myriad Asset Management
Hong Kong
$4M +$4M +400,000 New
FBCM
10
Fort Baker Capital Management
California
$3.84M +$4M +400,000 New
RCM
11
Rivernorth Capital Management
Florida
$3M +$3M +300,000 New
KPF
12
K2 Principal Fund
Ontario, Canada
$2.63M +$2.65M +264,354 New
Verition Fund Management
13
Verition Fund Management
Connecticut
$2.5M +$2.5M +250,000 New
YCM
14
Yakira Capital Management
Connecticut
$2.4M +$2.4M +240,000 New
Deutsche Bank
15
Deutsche Bank
Germany
$2.25M +$2.25M +225,000 New
Walleye Trading
16
Walleye Trading
New York
$2.14M +$2.14M +214,281 New
AGC
17
Angelo Gordon & Co
New York
$2M +$2M +200,000 New
CCM
18
Context Capital Management
California
$2M +$2M +200,000 New
VOAM
19
Vertex One Asset Management
British Columbia, Canada
$2M +$2M +200,000 New
GF
20
Gabelli Funds
New York
$1.8M +$1.8M +180,000 New
Barclays
21
Barclays
United Kingdom
$1.5M +$1.5M +150,000 New
MTCM
22
Mint Tower Capital Management
Netherlands
$1M +$1M +100,000 New
BI
23
Bulldog Investors
New Jersey
$610K +$611K +61,003 New
KC
24
Kepos Capital
New York
$400K +$400K +40,000 New
WAM
25
Wolverine Asset Management
Illinois
$200K +$200K +20,000 New
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