Basso Capital Management’s Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant GRAF.U Stock Holding History

Basso Capital Management’s Portfolio GRAF.U Stock Details GRAF.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-128,206	Closed	-$1.36M	–	265
2019 Q4	$1.36M	Sell	128,206 -101,400	-44%	-$1.07M	0.31%	91
2019 Q3	$2.37M	Sell	229,606 -200,000	-47%	-$2.08M	0.48%	65
2019 Q2	$4.42M	Hold	429,606	–	–	0.97%	37
2019 Q1	$4.34M	Hold	429,606	–	–	0.91%	44
2018 Q4	$4.3M	Buy	+429,606	New	+$4.3M	0.88%	46

Other funds holding GRAF.U

PMAM

Picton Mahoney Asset Management Toronto, Ontario, Canada $13.5B AUM 51.47% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $351M AUM 21.8% 1-Year Est. Return

AGC

Angelo Gordon & Co New York $1.06B AUM 47.95% 1-Year Est. Return

Walleye Trading New York $87.6B AUM 68.17% 1-Year Est. Return

Gabelli Funds Rye, New York $15.7B AUM 36.4% 1-Year Est. Return

Barclays London, United Kingdom $521B AUM 51.41% 1-Year Est. Return

Aristides Capital Louisville, Kentucky $514M AUM 29.58% 1-Year Est. Return

GCL

Glazer Capital LLC New York $4.71B AUM 81.93% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Basso Capital Management's GRAF.U Position: Q1 2020 in Review

Basso Capital Management sold out of Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant (GRAF.U) in Q1 2020, closing a stake of 128,206 shares — an estimated $1.36M sold.

Basso Capital Management first reported a position in GRAF.U in Q4 2018 and held it in 5 quarters. The position peaked at $4.42M in Q2 2019. 11 funds tracked by Wall St. Rank hold GRAF.U as of Q1 2020.

Basso Capital Management reported no remaining Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant position as of Q1 2020 after selling out during the quarter.
Basso Capital Management sold 128,206 Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant shares in Q1 2020, an estimated $1.36M.
Basso Capital Management first reported a position in Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant in Q4 2018 and held it in 5 quarters.
Basso Capital Management's Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant position peaked at $4.42M in Q2 2019.
11 funds tracked by Wall St. Rank held Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant as of Q1 2020.

Based on Basso Capital Management's 13F filing for Q1 2020, filed 15 May 2020.