Kepos Capital’s Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant GRAF.U Stock Holding History

Kepos Capital’s Portfolio GRAF.U Stock Details GRAF.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-30,000	Closed	-$320K	–	370
2019 Q4	$320K	Hold	30,000	–	–	0.03%	276
2019 Q3	$309K	Hold	30,000	–	–	0.03%	243
2019 Q2	$307K	Hold	30,000	–	–	0.03%	262
2019 Q1	$303K	Sell	30,000 -10,000	-25%	-$101K	0.02%	300
2018 Q4	$400K	Buy	+40,000	New	+$400K	0.03%	295

Other funds holding GRAF.U

PMAM

Picton Mahoney Asset Management Toronto, Ontario, Canada $13.5B AUM 50.48% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

AGC

Angelo Gordon & Co New York $1.06B AUM 47.95% 1-Year Est. Return

Walleye Trading New York $60B AUM 42.19% 1-Year Est. Return

Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return

GCL

Glazer Capital LLC New York $4.71B AUM 81.93% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Kepos Capital's GRAF.U Position: Q1 2020 in Review

Kepos Capital sold out of Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant (GRAF.U) in Q1 2020, closing a stake of 30,000 shares — an estimated $320K sold.

Kepos Capital first reported a position in GRAF.U in Q4 2018 and held it in 5 quarters. The position peaked at $400K in Q4 2018. 11 funds tracked by Wall St. Rank hold GRAF.U as of Q1 2020.

Kepos Capital reported no remaining Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant position as of Q1 2020 after selling out during the quarter.
Kepos Capital sold 30,000 Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant shares in Q1 2020, an estimated $320K.
Kepos Capital first reported a position in Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant in Q4 2018 and held it in 5 quarters.
Kepos Capital's Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant position peaked at $400K in Q4 2018.
11 funds tracked by Wall St. Rank held Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant as of Q1 2020.

Based on Kepos Capital's 13F filing for Q1 2020, filed 12 May 2020.