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GGN

GAMCO Global Gold, Natural Resources & Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
IWMPD
76
Integrated Wealth Management (Palm Desert)
California
$4K +$4.45K +608 New
AA
77
AlphaMark Advisors
Kentucky
$3K
BAM
78
Bruderman Asset Management
New York
$3K +$2.71K +371 New
AC
79
Alexandria Capital
Virginia
$3K +$3.62K +495 New
NHFG
80
New Harbor Financial Group
Massachusetts
$2K
WAS
81
Winch Advisory Services
Wisconsin
$2K +$2.32K +317 New
Fifth Third Bancorp
82
Fifth Third Bancorp
Ohio
$1K
RIA
83
Regal Investment Advisors
Michigan
$1K +$1.1K +150 New
WA
84
WealthTrust-Arizona
Arizona
$1K +$1.46K +200 New
RCM
85
Rivernorth Capital Management
Florida
-$3.03M -432,674 Closed
IMS
86
Index Management Solutions
Pennsylvania
-$2.87M -409,741 Closed
WAM
87
Weiss Asset Management
Massachusetts
-$1.79M -255,493 Closed
MIG
88
Mariner Investment Group
New York
-$1.5M -213,578 Closed
OFG
89
OTA Financial Group
New York
-$938K -134,067 Closed
CAS
90
CTC Alternative Strategies
Illinois
-$183K -26,100 Closed
Goldman Sachs
91
Goldman Sachs
New York
-$145K -20,715 Closed
NPC
92
National Planning Corporation
California
-$125K -17,635 Closed
MWM
93
Merriman Wealth Management
Washington
-$106K -15,000 Closed
LCM
94
Landscape Capital Management
New Jersey
-$97K -13,902 Closed
CCP
95
Clough Capital Partners
Massachusetts
-$97K -13,800 Closed
CA
96
Cetera Advisors
Colorado
-$72K -10,228 Closed
WF
97
WealthTrust Fairport
Ohio
-$31K -4,424 Closed
KTC
98
Kistler-Tiffany Companies
Pennsylvania
-$21K -3,000 Closed
TIM
99
Tortoise Investment Management
New York
-$21K -3,000 Closed
BBHC
100
Brown Brothers Harriman & Co
New York
-$8K -1,100 Closed