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GGN

GAMCO Global Gold, Natural Resources & Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$20.8M +$23.6M +2,975,975 New
OA
2
Oxbow Advisors
Texas
$18.2M +$714K +90,019 +4%
FIMG
3
Financial & Investment Management Group
Michigan
$9.77M +$11.1M +1,395,932 New
Morgan Stanley
4
Morgan Stanley
New York
$9.03M -$6.39M -805,752 -38%
BNP Paribas Financial Markets
5
BNP Paribas Financial Markets
France
$6.56M +$7.43M +936,766 New
BRWA
6
B. Riley Wealth Advisors
Florida
$5.22M +$569K +71,699 +88%
LPL Financial
7
LPL Financial
California
$3.47M -$113K -14,232 -3%
ICAS
8
Investors Capital Advisory Services
Massachusetts
$3.09M +$17.3K +2,180 +0.5%
RCM
9
Rivernorth Capital Management
Florida
$3.03M +$3.43M +432,674 New
Invesco
10
Invesco
Georgia
$2.92M -$312K -39,293 -9%
AGM
11
Alpine Global Management
New York
$2.91M +$3.29M +415,385 New
IMS
12
Index Management Solutions
Pennsylvania
$2.87M +$541K +68,216 +20%
Bank of America
13
Bank of America
North Carolina
$2.8M -$12.8M -1,612,284 -80%
RJA
14
Raymond James & Associates
Florida
$1.94M -$99.1K -12,495 -4%
WAM
15
Weiss Asset Management
Massachusetts
$1.79M +$2.03M +255,493 New
MFS
16
MSI Financial Services
Massachusetts
$1.63M +$347K +43,782 +23%
DA
17
Doliver Advisors
Texas
$1.61M +$1.73M +218,704 +1,873%
MIG
18
Mariner Investment Group
New York
$1.5M +$1.69M +213,578 New
COLIM
19
City of London Investment Management
United Kingdom
$1.14M +$1.31M +164,800 New
AA
20
Apriem Advisors
California
$1.13M -$15.9K -2,000 -1%
NES
21
New England Securities
New York
$1.11M -$96.2K -12,137 -7%
CAN
22
Cetera Advisor Networks
California
$1.07M +$325K +40,996 +37%
DADC
23
D.A. Davidson & Co
Montana
$954K -$53.7K -6,775 -5%
OFG
24
OTA Financial Group
New York
$938K +$1.06M +134,067 New
CA
25
Cornerstone Advisors
North Carolina
$857K +$971K +122,396 New