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GGN

GAMCO Global Gold, Natural Resources & Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$21.2M +$743K +103,466 +3%
OA
2
Oxbow Advisors
Texas
$17.4M -$1.73M -241,147 -8%
FIMG
3
Financial & Investment Management Group
Michigan
$13.9M +$1.11M +154,723 +8%
Morgan Stanley
4
Morgan Stanley
New York
$8.15M -$322K -44,865 -3%
VIA
5
Vident Investment Advisory
Georgia
$4.04M +$4.45M +619,761 New
LPL Financial
6
LPL Financial
California
$3.72M +$67.3K +9,379 +2%
Bank of America
7
Bank of America
North Carolina
$3.1M +$716K +99,721 +27%
MFS
8
MSI Financial Services
Massachusetts
$2.97M -$1.67K -233 -0.1%
AGM
9
Alpine Global Management
New York
$2.7M -$185K -25,841 -6%
ICAS
10
Investors Capital Advisory Services
Massachusetts
$2.22M -$427K -59,487 -15%
Invesco
11
Invesco
Georgia
$1.98M -$431K -60,012 -17%
CA
12
Cornerstone Advisors
North Carolina
$1.83M +$1.42M +197,559 +236%
RJA
13
Raymond James & Associates
Florida
$1.76M -$60.6K -8,442 -3%
DADC
14
D.A. Davidson & Co
Montana
$1.14M -$13.4K -1,863 -1%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$1.11M +$1.22M +170,441 New
CAN
16
Cetera Advisor Networks
California
$1.09M
AA
17
Apriem Advisors
California
$979K +$16.1K +2,250 +2%
OFG
18
OTA Financial Group
New York
$938K +$962K +134,067 New
COLIM
19
City of London Investment Management
United Kingdom
$610K -$127K -17,676 -16%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$569K +$22.9K +3,197 +4%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$495K +$130K +18,071 +31%
Wells Fargo
22
Wells Fargo
California
$397K -$57.7K -8,045 -12%
WS
23
Wedbush Securities
California
$387K -$21.2K -2,959 -5%
VKH
24
Virtu KCG Holdings
New York
$345K +$9.39K +1,308 +3%
Citigroup
25
Citigroup
New York
$340K -$117K -16,313 -24%