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GGN

GAMCO Global Gold, Natural Resources & Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$28M +$4.5M +687,496 +19%
OA
2
Oxbow Advisors
Texas
$18.7M +$490K +74,831 +3%
Morgan Stanley
3
Morgan Stanley
New York
$12.6M +$5.02M +766,619 +64%
RIA
4
RPG Investment Advisory
California
$8.22M +$2.09M +318,742 +33%
VIA
5
Vident Investment Advisory
Georgia
$5.62M +$887K +135,521 +18%
Bank of Montreal
6
Bank of Montreal
Ontario, Canada
$5.6M
RJFSA
7
Raymond James Financial Services Advisors
Florida
$3.62M -$326K -49,750 -8%
Bank of America
8
Bank of America
North Carolina
$3.42M +$484K +73,978 +16%
RJA
9
Raymond James & Associates
Florida
$3.23M +$921K +140,679 +38%
LPL Financial
10
LPL Financial
California
$2.51M -$67.2K -10,257 -2%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.9M +$1.65M +252,541 +551%
GIM
12
Guild Investment Management
California
$1.69M +$1.74M +265,002 New
CAN
13
Cetera Advisor Networks
California
$1.66M +$727K +111,088 +74%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$1.18M +$270K +41,235 +29%
MFS
15
MSI Financial Services
Massachusetts
$1.11M -$1.8M -275,486 -61%
HighTower Advisors
16
HighTower Advisors
Illinois
$995K +$464K +70,888 +82%
CA
17
Cetera Advisors
Colorado
$871K +$550K +83,975 +159%
DADC
18
D.A. Davidson & Co
Montana
$787K +$107K +16,300 +15%
Invesco
19
Invesco
Georgia
$765K -$319K -48,687 -29%
WS
20
Wedbush Securities
California
$586K +$132K +20,102 +28%
BTS
21
BB&T Securities
Virginia
$562K +$399K +60,947 +224%
BRWA
22
B. Riley Wealth Advisors
Florida
$547K +$221K +33,679 +54%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$544K +$558K +85,253 New
EDRIA
24
Edmonds Duncan Registered Investment Advisors
Kansas
$515K +$52.4K +8,000 +10%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$475K +$32.6K +4,986 +7%