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GGN

GAMCO Global Gold, Natural Resources & Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$25.9M +$2.93M +506,414 +12%
OA
2
Oxbow Advisors
Texas
$15.8M +$313K +54,074 +2%
Morgan Stanley
3
Morgan Stanley
New York
$7.88M -$2.78M -480,967 -24%
RIA
4
RPG Investment Advisory
California
$6.6M -$252K -43,602 -3%
VIA
5
Vident Investment Advisory
Georgia
$4.96M +$346K +59,873 +7%
Bank of Montreal
6
Bank of Montreal
Ontario, Canada
$4.95M +$5.78K +1,000 +0.1%
RCM
7
Rivernorth Capital Management
Florida
$3.49M +$3.81M +658,832 New
RJFSA
8
Raymond James Financial Services Advisors
Florida
$3.09M +$98.9K +17,111 +3%
RJA
9
Raymond James & Associates
Florida
$2.84M +$164K +28,378 +6%
DA
10
Doliver Advisors
Texas
$2.56M +$2.79M +482,593 New
LPL Financial
11
LPL Financial
California
$2.35M +$213K +36,825 +9%
LCM
12
Laurion Capital Management
New York
$2.35M +$2.56M +443,249 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.79M +$232K +40,168 +13%
Bank of America
14
Bank of America
North Carolina
$1.58M -$1.37M -237,883 -44%
GIM
15
Guild Investment Management
California
$1.24M -$175K -30,210 -11%
NMC
16
Nine Masts Capital
Hong Kong
$1.14M +$1.08M +186,374 +654%
CA
17
Cornerstone Advisors
North Carolina
$1.07M +$1.17M +202,662 New
WAM
18
Weiss Asset Management
Massachusetts
$995K +$1.08M +187,690 New
Citigroup
19
Citigroup
New York
$942K +$892K +154,295 +656%
HighTower Advisors
20
HighTower Advisors
Illinois
$850K +$17.7K +3,071 +2%
CAN
21
Cetera Advisor Networks
California
$814K -$622K -107,662 -41%
MIG
22
Mariner Investment Group
New York
$795K +$867K +150,000 New
DADC
23
D.A. Davidson & Co
Montana
$661K +$8.67K +1,500 +1%
Invesco
24
Invesco
Georgia
$615K -$23.1K -3,994 -3%
MFS
25
MSI Financial Services
Massachusetts
$613K -$336K -58,174 -33%